Most-cited articles · 2021

The 100 most-cited articles in Journal of High Energy Physics, 2021

Ranked by OpenAlex citation count on 29 October 2026, out of 2,790 eligible articles Journal of High Energy Physics published in 2021. Ranks are frozen; this page will not change. Number one, with 769 citations: 2020 global reassessment of the neutrino oscillation picture.

Cohort
2,790 articles
Listed
Top 100 (3.6%)
Open access
100 of 100
Snapshot
2026-10-29

The most-cited articles from this set cluster around a few themes: neutrino oscillation global fits, scattering amplitudes and positivity bounds in effective field theory, and gravitational-wave signals from cosmological phase transitions. The top paper is "2020 global reassessment of the neutrino oscillation picture" by de Salas, Forero, Gariazzo and colleagues, with 769 citations. Other highly cited entries address scattering amplitudes for all masses and spins, sensitivity curves for gravitational waves, and symmetries in quantum field theory.

A reader can use this list to see which topics attracted the most citations among the journal's 2021 output, and to identify influential papers in areas such as neutrino physics, amplitude methods, gravitational waves, and formal quantum field theory. The ranking reflects citation counts recorded by OpenAlex for articles eligible in that year.

Introduction written from the titles and abstracts on this list. Every figure below is the source.

Ask about these papers

Grounded in this list only, with sources.

3 of 3 free questions left today, no account needed
  1. 1
    top 0.1%

    2020 global reassessment of the neutrino oscillation picture

    P.F. de Salas, David Forero, Stefano Gariazzo, Pablo Martínez-Miravé, O. Mena and 3 more

    769 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)071OpenAlex

    Show abstract

    A bstract We present an updated global fit of neutrino oscillation data in the simplest three-neutrino framework. In the present study we include up-to-date analyses from a number of experiments. Concerning the atmospheric and solar sectors, besides the data considered previously, we give updated analyses of IceCube DeepCore and Sudbury Neutrino Observatory data, respectively. We have also included the latest electron antineutrino data collected by the Daya Bay and RENO reactor experiments, and the long-baseline T2K and NO ν A measurements, as reported in the Neutrino 2020 conference. All in all, these new analyses result in more accurate measurements of θ 13 , θ 12 , $$ \Delta {m}_{21}^2 $$ Δ m 21 2 and $$ \left|\Delta {m}_{31}^2\right| $$ Δ m 31 2 . The best fit value for the atmospheric angle θ 23 lies in the second octant, but first octant solutions remain allowed at ∼ 2 . 4 σ . Regarding CP violation measurements, the preferred value of δ we obtain is 1.08 π (1.58 π ) for normal (inverted) neutrino mass ordering. The global analysis still prefers normal neutrino mass ordering…

  2. 2
    top 0.1%

    Scattering amplitudes for all masses and spins

    Nima Arkani-hamed A, Tzu-Chen Huang, Yu-tin Huang

    335 citationsOpen access (CC-BY)doi:10.1007/jhep11(2021)070OpenAlex

    Show abstract

    A bstract We introduce a formalism for describing four-dimensional scattering amplitudes for particles of any mass and spin. This naturally extends the familiar spinor-helicity formalism for massless particles to one where these variables carry an extra SU (2) little group index for massive particles, with the amplitudes for spin S particles transforming as symmetric rank 2 S tensors. We systematically characterise all possible three particle amplitudes compatible with Poincare symmetry. Unitarity, in the form of consistent factorization, imposes algebraic conditions that can be used to construct all possible four-particle tree amplitudes. This also gives us a convenient basis in which to expand all possible four-particle amplitudes in terms of what can be called “spinning polynomials”. Many general results of quantum field theory follow the analysis of four-particle scattering, ranging from the set of all possible consistent theories for massless particles, to spin-statistics, and the Weinberg-Witten theorem. We also find a transparent understanding for why massive particles of…

  3. 3
    top 0.2%

    New sensitivity curves for gravitational-wave signals from cosmological phase transitions

    Kai Schmitz

    323 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)097OpenAlex

    Show abstract

    A bstract Gravitational waves (GWs) from strong first-order phase transitions (SFOPTs) in the early Universe are a prime target for upcoming GW experiments. In this paper, I construct novel peak-integrated sensitivity curves (PISCs) for these experiments, which faithfully represent their projected sensitivities to the GW signal from a cosmological SFOPT by explicitly taking into account the expected shape of the signal. Designed to be a handy tool for phenomenologists and model builders, PISCs allow for a quick and systematic comparison of theoretical predictions with experimental sensitivities, as I illustrate by a large range of examples. PISCs also offer several advantages over the conventional power-law-integrated sensitivity curves (PLISCs); in particular, they directly encode information on the expected signal-to-noise ratio for the GW signal from a SFOPT. I provide semianalytical fit functions for the exact numerical PISCs of LISA, DECIGO, and BBO. In an appendix, I moreover present a detailed review of the strain noise power spectra of a large number of GW experiments. The…

  4. 4
    top 0.2%

    Symmetries and strings of adjoint QCD2

    Zohar Komargodski, Kantaro Ohmori, Konstantinos Roumpedakis, Sahand Seifnashri

    280 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)103OpenAlex

    Show abstract

    Abstract We revisit the symmetries of massless two-dimensional adjoint QCD with gauge group SU(N). The dynamics is not sufficiently constrained by the ordinary symmetries and anomalies. Here we show that the theory in fact admits ∼ 22N non-invertible symmetries which severely constrain the possible infrared phases and massive excitations. We prove that for all N these new symmetries enforce deconfinement of the fundamental quark. When the adjoint quark has a small mass, m ≪ gYM, the theory confines and the non-invertible symmetries are softly broken. We use them to compute analytically the k-string tension for N ≤ 5. Our results suggest that the k-string tension, Tk, is Tk ∼ |m| sin(πk/N) for all N. We also consider the dynamics of adjoint QCD deformed by symmetric quartic fermion interactions. These operators are not generated by the RG flow due to the non-invertible symmetries, thus violating the ordinary notion of naturalness. We conjecture partial confinement for the deformed theory by these four-fermion interactions, and prove it for SU(N ≤ 5) gauge theory. Comparing the…

  5. 5
    top 0.2%

    A canonical purification for the entanglement wedge cross-section

    Souvik Dutta, Thomas Faulkner

    272 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)178OpenAlex

    Show abstract

    A bstract In AdS/CFT we consider a class of bulk geometric quantities inside the entanglement wedge called reflected minimal surfaces. The areas of these surfaces are dual to the entanglement entropy associated to a canonical purification (the GNS state) that we dub the reflected entropy . From the bulk point of view, we show that half the area of the reflected minimal surface gives a reinterpretation of the notion of the entanglement wedge cross-section. We prove some general properties of the reflected entropy and introduce a novel replica trick in CFTs for studying it. The duality is established using a recently introduced approach to holographic modular flow. We also consider an explicit holographic construction of the canonical purification, introduced by Engelhardt and Wall; the reflected minimal surfaces are simply RT surfaces in this new spacetime. We contrast our results with the entanglement of purification conjecture, and finally comment on the continuum limit where we find a relation to the split property: the reflected entropy computes the von Neumann entropy of a…

  6. 6
    top 0.3%

    Classical black hole scattering from a worldline quantum field theory

    Gustav Mogull, Jan Plefka, Jan Steinhoff

    260 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)048OpenAlex

    Show abstract

    A bstract A precise link is derived between scalar-graviton S-matrix elements and expectation values of operators in a worldline quantum field theory (WQFT), both used to describe classical scattering of black holes. The link is formally provided by a worldline path integral representation of the graviton-dressed scalar propagator, which may be inserted into a traditional definition of the S-matrix in terms of time-ordered correlators. To calculate expectation values in the WQFT a new set of Feynman rules is introduced which treats the gravitational field h μν ( x ) and position $$ {x}_i^{\mu}\left({\tau}_i\right) $$ x i μ τ i of each black hole on equal footing. Using these both the 3PM three-body gravitational radiation 〈 h μv ( k )〉 and 2PM two-body deflection $$ \Delta {p}_i^{\mu } $$ Δ p i μ from classical black hole scattering events are obtained. The latter can also be obtained from the eikonal phase of a 2 → 2 scalar S-matrix, which we show corresponds to the free energy of the WQFT.

  7. 7
    top 0.3%

    The EFT-hedron

    Nima Arkani-hamed A, Tzu-Chen Huang, Yu-tin Huang

    254 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)259OpenAlex

    Show abstract

    Abstract We re-examine the constraints imposed by causality and unitarity on the low-energy effective field theory expansion of four-particle scattering amplitudes, exposing a hidden “totally positive” structure strikingly similar to the positive geometries associated with grassmannians and amplituhedra. This forces the infinite tower of higher-dimension operators to lie inside a new geometry we call the “EFT-hedron”. We initiate a systematic investigation of the boundary structure of the EFT-hedron, giving infinitely many linear and non-linear inequalities that must be satisfied by the EFT expansion in any theory. We illustrate the EFT-hedron geometry and constraints in a wide variety of examples, including new consistency conditions on the scattering amplitudes of photons and gravitons in the real world.

  8. 8
    top 0.3%

    Orbifold groupoids

    Davide Gaiotto A, Justin Kulp

    242 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)132OpenAlex

    Show abstract

    A bstract We review the properties of orbifold operations on two-dimensional quantum field theories, either bosonic or fermionic, and describe the “Orbifold groupoids” which control the composition of orbifold operations. Three-dimensional TQFT’s of Dijkgraaf-Witten type will play an important role in the analysis. We briefly discuss the extension to generalized symmetries and applications to constrain RG flows.

  9. 9
    top 0.4%

    Top, Higgs, diboson and electroweak fit to the Standard Model effective field theory

    John R. Ellis, Maeve Madigan, Ken Mimasu, Veronica Sanz B, Tevong You

    238 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)279OpenAlex

    Show abstract

    A bstract The search for effective field theory deformations of the Standard Model (SM) is a major goal of particle physics that can benefit from a global approach in the framework of the Standard Model Effective Field Theory (SMEFT). For the first time, we include LHC data on top production and differential distributions together with Higgs production and decay rates and Simplified Template Cross-Section (STXS) measurements in a global fit, as well as precision electroweak and diboson measurements from LEP and the LHC, in a global analysis with SMEFT operators of dimension 6 included linearly. We present the constraints on the coefficients of these operators, both individually and when marginalised, in flavour-universal and top-specific scenarios, studying the interplay of these datasets and the correlations they induce in the SMEFT. We then explore the constraints that our linear SMEFT analysis imposes on specific ultra-violet completions of the Standard Model, including those with single additional fields and low-mass stop squarks. We also present a model-independent search for…

  10. 10
    top 0.4%

    The eikonal approach to gravitational scattering and radiation at $$ \mathcal{O} $$(G3)

    P. Di Vecchia, Carlo Heissenberg, Rodolfo Russo, GABRIELE VENEZIANO

    215 citationsOpen access (CC-BY)doi:10.1007/jhep07(2021)169OpenAlex

    Show abstract

    A bstract Using $$ \mathcal{N} $$ N = 8 supergravity as a theoretical laboratory, we extract the 3PM gravitational eikonal for two colliding massive scalars from the classical limit of the corresponding elastic two-loop amplitude. We employ the eikonal phase to obtain the physical deflection angle and to show how its non-relativistic (NR) and ultra-relativistic (UR) regimes are smoothly connected. Such a smooth interpolation rests on keeping contributions to the loop integrals originating from the full soft region, rather than restricting it to its potential sub-region. This task is efficiently carried out by using the method of differential equations with complete near-static boundary conditions. In contrast to the potential-region result, the physical deflection angle includes radiation-reaction contributions that are essential for recovering the finite and universal UR limit implied by general analyticity and crossing arguments. We finally discuss the real emission of massless states, which accounts for the imaginary part of the 3PM eikonal and for the dissipation of…

  11. 11
    top 0.4%

    Holographic symmetry algebras for gauge theory and gravity

    A. Guevara, Elizabeth Himwich, Monica Pate, Andrew Strominger

    213 citationsOpen access (CC-BY)doi:10.1007/jhep11(2021)152OpenAlex

    Show abstract

    Abstract All 4D gauge and gravitational theories in asymptotically flat spacetimes contain an infinite number of non-trivial symmetries. They can be succinctly characterized by generalized 2D currents acting on the celestial sphere. A complete classification of these symmetries and their algebras is an open problem. Here we construct two towers of such 2D currents from positive-helicity photons, gluons, or gravitons with integer conformal weights. These generate the symmetries associated to an infinite tower of conformally soft theorems. The current algebra commutators are explicitly derived from the poles in the OPE coefficients, and found to comprise a rich closed subalgebra of the complete symmetry algebra.

  12. 12
    top 0.5%

    Combined SMEFT interpretation of Higgs, diboson, and top quark data from the LHC

    Jacob Ethier, Giacomo Magni, Fabio Maltoni B, Luca Mantani, Emanuele R. Nocera and 4 more

    213 citationsOpen access (CC-BY)doi:10.1007/jhep11(2021)089OpenAlex

    Show abstract

    Abstract We present a global interpretation of Higgs, diboson, and top quark production and decay measurements from the LHC in the framework of the Standard Model Effective Field Theory (SMEFT) at dimension six. We constrain simultaneously 36 independent directions in its parameter space, and compare the outcome of the global analysis with that from individual and two-parameter fits. Our results are obtained by means of state-of-the-art theoretical calculations for the SM and the EFT cross-sections, and account for both linear and quadratic corrections in the 1/Λ2 expansion. We demonstrate how the inclusion of NLO QCD and $$ \mathcal{O} $$ O (Λ−4) effects is instrumental to accurately map the posterior distributions associated to the fitted Wilson coefficients. We assess the interplay and complementarity between the top quark, Higgs, and diboson measurements, deploy a variety of statistical estimators to quantify the impact of each dataset in the parameter space, and carry out fits in BSM-inspired scenarios such as the top-philic model. Our results represent a stepping stone in the…

  13. 13
    top 0.5%

    The low-energy effective theory of axions and ALPs

    Martin Bauer, Matthias Neubert A, Sophie Renner, Marvin Schnubel, Andrea Thamm

    213 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)063OpenAlex

    Show abstract

    A bstract Axions and axion-like particles (ALPs) are well-motivated low-energy relics of high-energy extensions of the Standard Model, which interact with the known particles through higher-dimensional operators suppressed by the mass scale Λ of the new-physics sector. Starting from the most general dimension-5 interactions, we discuss in detail the evolution of the ALP couplings from the new-physics scale to energies at and below the scale of electroweak symmetry breaking. We derive the relevant anomalous dimensions at two-loop order in gauge couplings and one-loop order in Yukawa interactions, carefully considering the treatment of a redundant operator involving an ALP coupling to the Higgs current. We account for one-loop (and partially two-loop) matching contributions at the weak scale, including in particular flavor-changing effects. The relations between different equivalent forms of the effective Lagrangian are discussed in detail. We also construct the effective chiral Lagrangian for an ALP interacting with photons and light pseudoscalar mesons, pointing out important…

  14. 14
    top 0.6%

    New physics explanations of aμ in light of the FNAL muon g − 2 measurement

    Peter Athron, Csaba Balázs, Douglas Jacob, Wojciech Kotlarski, Dominik Stöckinger A and 1 more

    211 citationsOpen access (CC-BY)doi:10.1007/jhep09(2021)080OpenAlex

    Show abstract

    Abstract The Fermilab Muon g −2 experiment recently reported its first measurement of the anomalous magnetic moment $$ {a}_{\mu}^{\mathrm{FNAL}} $$ a μ FNAL , which is in full agreement with the previous BNL measurement and pushes the world average deviation $$ \Delta {a}_{\mu}^{2021} $$ ∆ a μ 2021 from the Standard Model to a significance of 4.2σ. Here we provide an extensive survey of its impact on beyond the Standard Model physics. We use state-of-the-art calculations and a sophisticated set of tools to make predictions for aμ, dark matter and LHC searches in a wide range of simple models with up to three new fields, that represent some of the few ways that large ∆aμ can be explained. In addition for the particularly well motivated Minimal Supersymmetric Standard Model, we exhaustively cover the scenarios where large ∆aμ can be explained while simultaneously satisfying all relevant data from other experiments. Generally, the aμ result can only be explained by rather small masses and/or large couplings and enhanced chirality flips, which can lead to conflicts with limits from LHC…

  15. 15
    top 0.6%

    Extremal effective field theories

    Simon Caron-Huot, Vincent Van Duong

    211 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)280OpenAlex

    Show abstract

    Abstract Effective field theories (EFT) parameterize the long-distance effects of short-distance dynamics whose details may or may not be known. Previous work showed that EFT coefficients must obey certain positivity constraints if causality and unitarity are satisfied at all scales. We explore those constraints from the perspective of 2 → 2 scattering amplitudes of a light real scalar field, using semi-definite programming to carve out the space of allowed EFT coefficients for a given mass threshold M. We point out that all EFT parameters are bounded both below and above, effectively showing that dimensional analysis scaling is a consequence of causality. This includes the coefficients of s2 + t2 + u2 and stu type interactions. We present simple 2 → 2 extremal amplitudes which realize, or “rule in”, kinks in coefficient space and whose convex hull span a large fraction of the allowed space.

  16. 16
    top 0.6%

    Theoretical uncertainties for cosmological first-order phase transitions

    Djuna Lize Croon, Oliver Gould, Philipp Schicho, Tuomas V. I. Tenkanen, Graham White

    210 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)055OpenAlex

    Show abstract

    Abstract We critically examine the magnitude of theoretical uncertainties in perturbative calculations of fist-order phase transitions, using the Standard Model effective field theory as our guide. In the usual daisy-resummed approach, we find large uncertainties due to renormalisation scale dependence, which amount to two to three orders-of-magnitude uncertainty in the peak gravitational wave amplitude, relevant to experiments such as LISA. Alternatively, utilising dimensional reduction in a more sophisticated perturbative approach drastically reduces this scale dependence, pushing it to higher orders. Further, this approach resolves other thorny problems with daisy resummation: it is gauge invariant which is explicitly demonstrated for the Standard Model, and avoids an uncontrolled derivative expansion in the bubble nucleation rate.

  17. 17
    top 0.7%

    The path integral of 3D gravity near extremality; or, JT gravity with defects as a matrix integral

    Henry Maxfield, Gustavo J. Turiaci

    209 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)118OpenAlex

    Show abstract

    Abstract We propose that a class of new topologies, for which there is no classical solution, should be included in the path integral of three-dimensional pure gravity, and that their inclusion solves pathological negativities in the spectrum, replacing them with a nonperturbative shift of the BTZ extremality bound. We argue that a two dimensional calculation using a dimensionally reduced theory captures the leading effects in the near extremal limit. To make this argument, we study a closely related two-dimensional theory of Jackiw-Teitelboim gravity with dynamical defects. We show that this theory is equivalent to a matrix integral.

  18. 18
    top 0.7%

    Non-invertible global symmetries and completeness of the spectrum

    Ben Heidenreich, Jacob McNamara, Miguel Montero, Matthew Reece B, Tom Rudelius and 1 more

    201 citationsOpen access (CC-BY)doi:10.1007/jhep09(2021)203OpenAlex

    Show abstract

    A bstract It is widely believed that consistent theories of quantum gravity satisfy two basic kinematic constraints: they are free from any global symmetry, and they contain a complete spectrum of gauge charges. For compact, abelian gauge groups, completeness follows from the absence of a 1-form global symmetry. However, this correspondence breaks down for more general gauge groups, where the breaking of the 1-form symmetry is insufficient to guarantee a complete spectrum. We show that the correspondence may be restored by broadening our notion of symmetry to include non-invertible topological operators, and prove that their absence is sufficient to guarantee a complete spectrum for any compact, possibly disconnected gauge group. In addition, we prove an analogous statement regarding the completeness of twist vortices : codimension-2 objects defined by a discrete holonomy around their worldvolume, such as cosmic strings in four dimensions. We discuss how this correspondence is modified in various, more general contexts, including non-compact gauge groups, Higgsing of gauge theories,…

  19. 19
    top 0.7%

    New positivity bounds from full crossing symmetry

    Andrew J. Tolley, Zi-Yue Wang, Shuang-Yong Zhou

    196 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)255OpenAlex

    Show abstract

    Abstract Positivity bounds are powerful tools to constrain effective field theories. Utilizing the partial wave expansion in the dispersion relation and the full crossing symmetry of the scattering amplitude, we derive several sets of generically nonlinear positivity bounds for a generic scalar effective field theory: we refer to these as the P Q, Dsu, Dstu and $$ {\overline{D}}^{\mathrm{stu}} $$ D ¯ stu bounds. While the PQ bounds and Dsu bounds only make use of the s↔u dispersion relation, the Dstu and $$ {\overline{D}}^{\mathrm{stu}} $$ D ¯ stu bounds are obtained by further imposing the s↔t crossing symmetry. In contradistinction to the linear positivity for scalars, these inequalities can be applied to put upper and lower bounds on Wilson coefficients, and are much more constraining as shown in the lowest orders. In particular we are able to exclude theories with soft amplitude behaviour such as weakly broken Galileon theories from admitting a standard UV completion. We also apply these bounds to chiral perturbation theory and we find these bounds are stronger than the previous…

  20. 20
    top 0.8%

    Classical gravitational scattering from a gauge-invariant double copy

    Andreas Brandhuber, Gang Chen, Gabriele Travaglini B, Congkao Wen

    190 citationsOpen access (CC-BY)doi:10.1007/jhep10(2021)118OpenAlex

    Show abstract

    A bstract We propose a method to compute the scattering angle for classical black hole scattering directly from two massive particle irreducible diagrams in a heavy-mass effective field theory approach to general relativity, without the need of subtracting iteration terms. The amplitudes in this effective theory are constructed using a recently proposed novel colour-kinematic/double copy for tree-level two-scalar, multi-graviton amplitudes, where the BCJ numerators are gauge invariant and local with respect to the massless gravitons. These tree amplitudes, together with graviton tree amplitudes, enter the construction of the required D -dimensional loop integrands and allow for a direct extraction of contributions relevant for classical physics. In particular the soft/heavy-mass expansions of full integrands is circumvented, and all iterating contributions can be dropped from the get go. We use this method to compute the scattering angle up to third post-Minkowskian order in four dimensions, including radiation reaction contributions, also providing the expression of the…

  21. 21
    top 0.8%

    The statistical mechanics of near-extremal black holes

    Luca V. Iliesiu, Gustavo J. Turiaci

    190 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)145OpenAlex

    Show abstract

    A bstract An important open question in black hole thermodynamics is about the existence of a “mass gap” between an extremal black hole and the lightest near-extremal state within a sector of fixed charge. In this paper, we reliably compute the partition function of Reissner-Nordström near-extremal black holes at temperature scales comparable to the conjectured gap. We find that the density of states at fixed charge does not exhibit a gap; rather, at the expected gap energy scale, we see a continuum of states. We compute the partition function in the canonical and grand canonical ensembles, keeping track of all the fields appearing through a dimensional reduction on S 2 in the near-horizon region. Our calculation shows that the relevant degrees of freedom at low temperatures are those of 2 d Jackiw-Teitelboim gravity coupled to the electromagnetic U(1) gauge field and to an SO(3) gauge field generated by the dimensional reduction.

  22. 22
    top 0.8%

    Two dimensional nearly de Sitter gravity

    JUAN M. MALDACENA, Gustavo J. Turiaci, Zhenbin Yang

    190 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)139OpenAlex

    Show abstract

    Abstract We study some aspects of the de Sitter version of Jackiw-Teitelboim gravity. Though we do not have propagating gravitons, we have a boundary mode when we compute observables with a fixed dilaton and metric at the boundary. We compute the no-boundary wavefunctions and probability measures to all orders in perturbation theory. We also discuss contributions from different topologies, borrowing recent results by Saad, Shenker and Stanford. We discuss how the boundary mode leads to gravitational corrections to cosmological observables when we add matter. Finally, starting from a four dimensional gravity theory with a positive cosmological constant, we consider a nearly extremal black hole and argue that some observables are dominated by the two dimensional nearly de Sitter gravity dynamics.

  23. 23
    top 0.9%

    Search for resonant and nonresonant new phenomena in high-mass dilepton final states at $$ \sqrt{s} $$ = 13 TeV

    A. M. Sirunyan, A. Tumasyan, W. Adam, Janik Walter Andrejkovic, T. Bergauer and 25 more

    184 citationsOpen access (CC-BY)doi:10.1007/jhep07(2021)208OpenAlex

    Show abstract

    Abstract A search is presented for physics beyond the standard model (SM) using electron or muon pairs with high invariant mass. A data set of proton-proton collisions collected by the CMS experiment at the LHC at $$ \sqrt{s} $$ s = 13 TeV from 2016 to 2018 corresponding to a total integrated luminosity of up to 140 fb−1is analyzed. No significant deviation is observed with respect to the SM background expectations. Upper limits are presented on the ratio of the product of the production cross section and the branching fraction to dileptons of a new narrow resonance to that of the Z boson. These provide the most stringent lower limits to date on the masses for various spin-1 particles, spin-2 gravitons in the Randall-Sundrum model, as well as spin-1 mediators between the SM and dark matter particles. Lower limits on the ultraviolet cutoff parameter are set both for four-fermion contact interactions and for the Arkani-Hamed, Dimopoulos, and Dvali model with large extra dimensions. Lepton flavor universality is tested at the TeV scale for the first time by comparing the dimuon and…

  24. 24
    top 0.9%

    Operator complexity: a journey to the edge of Krylov space

    Eliezer Rabinovici, Adrián Sánchez-Garrido, Ruth Shir, Julian Sonner

    184 citationsOpen access (CC-BY)doi:10.1007/jhep06(2021)062OpenAlex

    Show abstract

    A bstract Heisenberg time evolution under a chaotic many-body Hamiltonian H transforms an initially simple operator into an increasingly complex one, as it spreads over Hilbert space. Krylov complexity, or ‘K-complexity’, quantifies this growth with respect to a special basis, generated by H by successive nested commutators with the operator. In this work we study the evolution of K-complexity in finite-entropy systems for time scales greater than the scrambling time t s > log( S ). We prove rigorous bounds on K-complexity as well as the associated Lanczos sequence and, using refined parallelized algorithms, we undertake a detailed numerical study of these quantities in the SYK 4 model, which is maximally chaotic, and compare the results with the SYK 2 model, which is integrable. While the former saturates the bound, the latter stays exponentially below it. We discuss to what extent this is a generic feature distinguishing between chaotic vs. integrable systems.

  25. 25
    top 0.9%

    Free partition functions and an averaged holographic duality

    Nima Afkhami-Jeddi, Henry Cohn, Thomas Hartman, Amirhossein Tajdini

    183 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)130OpenAlex

    Show abstract

    A bstract We study the torus partition functions of free bosonic CFTs in two dimensions. Integrating over Narain moduli defines an ensemble-averaged free CFT. We calculate the averaged partition function and show that it can be reinterpreted as a sum over topologies in three dimensions. This result leads us to conjecture that an averaged free CFT in two dimensions is holographically dual to an exotic theory of three-dimensional gravity with U(1) c × U(1) c symmetry and a composite boundary graviton. Additionally, for small central charge c , we obtain general constraints on the spectral gap of free CFTs using the spinning modular bootstrap, construct examples of Narain compactifications with a large gap, and find an analytic bootstrap functional corresponding to a single self-dual boson.

  26. 26
    top 1%

    Carroll contractions of Lorentz-invariant theories

    Marc Henneaux A, Patricio Salgado-Rebolledo

    180 citationsOpen access (CC-BY)doi:10.1007/jhep11(2021)180OpenAlex

    Show abstract

    Abstract We consider Carroll-invariant limits of Lorentz-invariant field theories. We show that just as in the case of electromagnetism, there are two inequivalent limits, one “electric” and the other “magnetic”. Each can be obtained from the corresponding Lorentz-invariant theory written in Hamiltonian form through the same “contraction” procedure of taking the ultrarelativistic limit c → 0 where c is the speed of light, but with two different consistent rescalings of the canonical variables. This procedure can be applied to general Lorentz-invariant theories (p-form gauge fields, higher spin free theories etc) and has the advantage of providing explicitly an action principle from which the electrically-contracted or magnetically-contracted dynamics follow (and not just the equations of motion). Even though not manifestly so, this Hamiltonian action principle is shown to be Carroll invariant. In the case of p-forms, we construct explicitly an equivalent manifestly Carroll-invariant action principle for each Carroll contraction. While the manifestly covariant variational description…

  27. 27
    top 1%

    AdS3 gravity and random CFT

    Jordan S. Cotler, Kristan Jensen

    180 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)033OpenAlex

    Show abstract

    Abstract We compute the path integral of three-dimensional gravity with negative cosmological constant on spaces which are topologically a torus times an interval. These are Euclidean wormholes, which smoothly interpolate between two asymptotically Euclidean AdS3regions with torus boundary. From our results we obtain the spectral correlations between BTZ black hole microstates near threshold, as well as extract the spectral form factor at fixed momentum, which has linear growth in time with small fluctuations around it. The low-energy limit of these correlations is precisely that of a double-scaled random matrix ensemble with Virasoro symmetry. Our findings suggest that if pure three-dimensional gravity has a holographic dual, then the dual is an ensemble which generalizes random matrix theory.

  28. 28
    top 1.1%

    Sharp boundaries for the swampland

    Simon Caron-Huot, Dalimil Mazáč, Leonardo Rastelli, David Simmons–Duffin

    177 citationsOpen access (CC-BY)doi:10.1007/jhep07(2021)110OpenAlex

    Show abstract

    Abstract We reconsider the problem of bounding higher derivative couplings in consistent weakly coupled gravitational theories, starting from general assumptions about analyticity and Regge growth of the S-matrix. Higher derivative couplings are expected to be of order one in the units of the UV cutoff. Our approach justifies this expectation and allows to prove precise bounds on the order one coefficients. Our main tool are dispersive sum rules for the S-matrix. We overcome the difficulties presented by the graviton pole by measuring couplings at small impact parameter, rather than in the forward limit. We illustrate the method in theories containing a massless scalar coupled to gravity, and in theories with maximal supersymmetry.

  29. 29
    top 1.1%

    Evidence for Higgs boson decay to a pair of muons

    A. M. Sirunyan, A. Tumasyan, W. Adam, T. Bergauer, M. Dragicevic and 25 more

    163 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)148OpenAlex

    Show abstract

    Abstract Evidence for Higgs boson decay to a pair of muons is presented. This result combines searches in four exclusive categories targeting the production of the Higgs boson via gluon fusion, via vector boson fusion, in association with a vector boson, and in association with a top quark-antiquark pair. The analysis is performed using proton-proton collision data at $$ \sqrt{s} $$ s = 13 TeV, corresponding to an integrated luminosity of 137 fb−1, recorded by the CMS experiment at the CERN LHC. An excess of events over the back- ground expectation is observed in data with a significance of 3.0 standard deviations, where the expectation for the standard model (SM) Higgs boson with mass of 125.38 GeV is 2.5. The combination of this result with that from data recorded at $$ \sqrt{s} $$ s = 7 and 8 TeV, corresponding to integrated luminosities of 5.1 and 19.7 fb−1, respectively, increases both the expected and observed significances by 1%. The measured signal strength, relative to the SM prediction, is $$…

  30. 30
    top 1.1%

    The amplitude for classical gravitational scattering at third Post-Minkowskian order

    N. E. J. Bjerrum-Bohr, P.H. Damgaard, Ludovic Planté, Pierre Vanhove

    162 citationsOpen access (CC-BY)doi:10.1007/jhep08(2021)172OpenAlex

    Show abstract

    A bstract We compute the scattering amplitude for classical black-hole scattering to third order in the Post-Minkowskian expansion, keeping all terms needed to derive the scattering angle to that order from the eikonal formalism. Our results confirm a conjectured relation between the real and imaginary parts of the amplitude by Di Vecchia, Heissenberg, Russo, and Veneziano, and are in agreement with a recent computation by Damour based on radiation reaction in general relativity.

  31. 31
    top 1.2%

    Bra-ket wormholes in gravitationally prepared states

    Yiming Chen, Victor Gorbenko, Juan Maldacena

    162 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)009OpenAlex

    Show abstract

    Abstract We consider two dimensional CFT states that are produced by a gravitational path integral. As a first case, we consider a state produced by Euclidean AdS2 evolution followed by flat space evolution. We use the fine grained entropy formula to explore the nature of the state. We find that the naive hyperbolic space geometry leads to a paradox. This is solved if we include a geometry that connects the bra with the ket, a bra-ket wormhole. The semiclassical Lorentzian interpretation leads to CFT state entangled with an expanding and collapsing Friedmann cosmology. As a second case, we consider a state produced by Lorentzian dS2 evolution, again followed by flat space evolution. The most naive geometry also leads to a similar paradox. We explore several possible bra-ket wormholes. The most obvious one leads to a badly divergent temperature. The most promising one also leads to a divergent temperature but by making a projection onto low energy states we find that it has features that look similar to the previous Euclidean case. In particular, the maximum entropy of an interval in…

  32. 32
    top 1.2%

    Reading the footprints of the B-meson flavor anomalies

    Claudia Cornella, Darius A. Faroughy, Javier Fuentes-Martín, Gino Isidori, Matthias Neubert A

    154 citationsOpen access (CC-BY)doi:10.1007/jhep08(2021)050OpenAlex

    Show abstract

    Abstract Motivated by the recent LHCb announcement of a 3.1σ violation of lepton- flavor universality in the ratio RK = Γ(B → Kμ+μ−)/Γ(B → Ke+e−), we present an updated, comprehensive analysis of the flavor anomalies seen in both neutral-current (b → sℓ+ℓ−) and charged-current (b → $$ c\tau \overline{\nu} $$ cτ ν ¯ ) decays of B mesons. Our study starts from a model-independent effective field-theory approach and then considers both a simplified model and a UV-complete extension of the Standard Model featuring a vector leptoquark U1 as the main mediator of the anomalies. We show that the new LHCb data corroborate the emerging pattern of a new, predominantly left-handed, semileptonic current-current interaction with a flavor structure respecting a (minimally) broken U(2)5 flavor symmetry. New aspects of our analysis include a combined analysis of the semileptonic operators involving tau leptons, including in particular the important constraint from Bs- $$ {\overline{B}}_s $$ B ¯ s mixing, a systematic study of the effects of right-handed leptoquark couplings and of deviations from…

  33. 33
    top 1.2%

    On the vanishing of Love numbers for Kerr black holes

    Panagiotis Charalambous, Sergei Dubovsky, Mikhail M. Ivanov

    153 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)038OpenAlex

    Show abstract

    Abstract It was shown recently that the static tidal response coefficients, called Love numbers, vanish identically for Kerr black holes in four dimensions. In this work, we confirm this result and extend it to the case of spin-0 and spin-1 perturbations. We compute the static response of Kerr black holes to scalar, electromagnetic, and gravitational fields at all orders in black hole spin. We use the unambiguous and gauge-invariant definition of Love numbers and their spin-0 and spin-1 analogs as Wilson coefficients of the point particle effective field theory. This definition also allows one to clearly distinguish between conservative and dissipative response contributions. We demonstrate that the behavior of Kerr black hole responses to spin-0 and spin-1 fields is very similar to that of the spin-2 perturbations. In particular, static conservative responses vanish identically for spinning black holes. This implies that vanishing Love numbers are a generic property of black holes in four-dimensional general relativity. We also show that the dissipative part of the response does…

  34. 34
    top 1.3%

    The light-ray OPE and conformal colliders

    Murat Koloğlu, Petr Kravchuk, David Simmons–Duffin, Alexander Zhiboedov

    148 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)128OpenAlex

    Show abstract

    Abstract We derive a nonperturbative, convergent operator product expansion (OPE) for null-integrated operators on the same null plane in a CFT. The objects appearing in the expansion are light-ray operators, whose matrix elements can be computed by the generalized Lorentzian inversion formula. For example, a product of average null energy (ANEC) operators has an expansion in the light-ray operators that appear in the stress-tensor OPE. An important application is to collider event shapes. The light-ray OPE gives a nonperturbative expansion for event shapes in special functions that we call celestial blocks. As an example, we apply the celestial block expansion to energy-energy correlators in $$ \mathcal{N} $$ N = 4 Super Yang-Mills theory. Using known OPE data, we find perfect agreement with previous results both at weak and strong coupling, and make new predictions at weak coupling through 4 loops (NNNLO).

  35. 35
    top 1.3%

    Cosmological Cutting Rules

    Scott Melville, Enrico Pajer

    147 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)249OpenAlex

    Show abstract

    Abstract Primordial perturbations in our universe are believed to have a quantum origin, and can be described by the wavefunction of the universe (or equivalently, cosmological correlators). It follows that these observables must carry the imprint of the founding principle of quantum mechanics: unitary time evolution. Indeed, it was recently discovered that unitarity implies an infinite set of relations among tree-level wavefunction coefficients, dubbed the Cosmological Optical Theorem. Here, we show that unitarity leads to a systematic set of “Cosmological Cutting Rules” which constrain wavefunction coefficients for any number of fields and to any loop order. These rules fix the discontinuity of an n-loop diagram in terms of lower-loop diagrams and the discontinuity of tree-level diagrams in terms of tree-level diagrams with fewer external fields. Our results apply with remarkable generality, namely for arbitrary interactions of fields of any mass and any spin with a Bunch-Davies vacuum around a very general class of FLRW spacetimes. As an application, we show how one-loop…

  36. 36
    top 1.3%

    Holographic BCFTs and communicating black holes

    Hao Geng, Severin Lüst, Rashmish K. Mishra, David Wakeham

    146 citationsOpen access (CC-BY)doi:10.1007/jhep08(2021)003OpenAlex

    Show abstract

    Abstract We study the AdS/BCFT duality between two-dimensional conformal field theories with two boundaries and three-dimensional anti-de Sitter space with two Karch-Randall branes. We compute the entanglement entropy of a bipartition of the BCFT, on both the gravity side and the field theory side. At finite temperature this entanglement entropy characterizes the communication between two braneworld black holes, coupled to each other through a common bath. We find a Page curve consistent with unitarity. The gravitational result, computed using double-holographically realized quantum extremal surfaces, matches the conformal field theory calculation. At zero temperature, we obtain an interesting extension of the AdS3/BCFT2 correspondence. For a central charge c, we find a gap $$ \left(\frac{c}{16},\frac{c}{12}\right) $$ c 16 c 12 in the spectrum of the scaling dimension ∆bcc of the boundary condition changing operator (which interpolates mismatched boundary conditions on the two boundaries of the BCFT). Depending on the value of ∆bcc, the gravitational dual is either a defect global…

  37. 37
    top 1.4%

    Dark matter spectra from the electroweak to the Planck scale

    C. Bauer, Nicholas L. Rodd, B.R. Webber

    146 citationsOpen access (CC-BY)doi:10.1007/jhep06(2021)121OpenAlex

    Show abstract

    A bstract We compute the decay spectrum for dark matter (DM) with masses above the scale of electroweak symmetry breaking, all the way to the Planck scale. For an arbitrary hard process involving a decay to the unbroken standard model, we determine the prompt distribution of stable states including photons, neutrinos, positrons, and antiprotons. These spectra are a crucial ingredient in the search for DM via indirect detection at the highest energies as being probed in current and upcoming experiments including IceCube, HAWC, CTA, and LHAASO. Our approach improves considerably on existing methods, for instance, we include all relevant electroweak interactions.

  38. 38
    top 1.4%

    Measurement of the very rare K+ → $$ {\pi}^{+}\nu \overline{\nu} $$ decay

    Eduardo Cortina, A. Kleimenova, Elisa Minucci, S. Padolski, P. Petrov and 25 more

    146 citationsOpen access (CC-BY)doi:10.1007/jhep06(2021)093OpenAlex

    Show abstract

    A bstract The NA62 experiment reports the branching ratio measurement $$ \mathrm{BR}\left({K}^{+}\to {\pi}^{+}\nu \overline{\nu}\right)=\left({10.6}_{-3.4}^{+4.0}\left|{}_{\mathrm{stat}}\right.\pm {0.9}_{\mathrm{syst}}\right)\times {10}^{-11} $$ BR K + → π + ν ν ¯ = 10.6 − 3.4 + 4.0 stat ± 0.9 syst × 10 − 11 at 68% CL, based on the observation of 20 signal candidates with an expected background of 7.0 events from the total data sample collected at the CERN SPS during 2016–2018. This provides evidence for the very rare K + → $$ {\pi}^{+}\nu \overline{\nu} $$ π + ν ν ¯ decay, observed with a significance of 3.4 σ . The experiment achieves a single event sensitivity of (0 . 839 ± 0 . 054) × 10 − 11 , corresponding to 10.0 events assuming the Standard Model branching ratio of (8 . 4 ± 1 . 0) × 10 − 11 . This measurement is also used to set limits on BR( K + → π + X ), where X is a scalar or pseudo-scalar particle. Details are given of the analysis of the 2018 data sample, which corresponds to about 80% of the total data sample.

  39. 39
    top 1.4%

    Looking forward to lepton-flavor-violating ALPs

    Lorenzo Calibbi, Diego Redigolo, Robert Ziegler, Jure Zupan

    143 citationsOpen access (CC-BY)doi:10.1007/jhep09(2021)173OpenAlex

    Show abstract

    A bstract We assess the status of past and future experiments on lepton flavor violating (LFV) muon and tau decays into a light, invisible, axion-like particle (ALP), a . We propose a new experimental setup for MEG II, the MEGII-fwd , with a forward calorimeter placed downstream from the muon stopping target. Searching for μ → ea decays MEGII-fwd is maximally sensitive to LFV ALPs, if these have nonzero couplings to right-handed leptons. The experimental set-up suppresses the (left-handed) Standard Model background in the forward direction by controlling the polarization purity of the muon beam. The reach of MEGII-fwd is compared with the present constraints, the reach of Mu3e and the Belle-II reach from τ → ℓa decays. We show that a dedicated experimental campaign for LFV muon decays into ALPs at MEG II and Mu3e will be able to probe the ALP parameter space in an unexplored region well beyond the existing astrophysical constraints. We study the implications of these searches for representative LFV ALP models, where the presence of a light ALP is motivated by neutrino masses, the…

  40. 40
    top 1.5%

    SMEFTsim 3.0 — a practical guide

    Ilaria Brivio

    143 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)073OpenAlex

    Show abstract

    Abstract The SMEFTsim package [1] is designed to enable automated computations in the Standard Model Effective Field Theory (SMEFT), where the SM Lagrangian is extended with a complete basis of dimension six operators. It contains a set of models written in FeynRules and pre-exported to the UFO format, for usage within Monte Carlo event generators. The models differ in the flavor assumptions and in the input parameters chosen for the electroweak sector. The present document provides a self-contained, pedagogical reference that collects all the theoretical and technical aspects relevant to the use of SMEFTsim and it documents the release of version 3.0. Compared to the previous release, the description of Higgs production via gluon-fusion in the SM has been significantly improved, two flavor assumptions for studies in the top quark sector have been added, and a new feature has been implemented, that enables the treatment of linearized SMEFT corrections to the propagators of unstable particles. SMEFTsim 3.0 is available on the Github website https://SMEFTsim.github.io and on the…

  41. 41
    top 1.5%

    Extended corner symmetry, charge bracket and Einstein’s equations

    Laurent Freidel, Roberto Oliveri, Daniele Pranzetti, Simone Speziale D

    140 citationsOpen access (CC-BY)doi:10.1007/jhep09(2021)083OpenAlex

    Show abstract

    Abstract We develop the covariant phase space formalism allowing for non-vanishing flux, anomalies, and field dependence in the vector field generators. We construct a charge bracket that generalizes the one introduced by Barnich and Troessaert and includes contributions from the Lagrangian and its anomaly. This bracket is uniquely determined by the choice of Lagrangian representative of the theory. We then extend the notion of corner symmetry algebra to include the surface translation symmetries and prove that the charge bracket provides a canonical representation of the extended corner symmetry algebra. This representation property is shown to be equivalent to the projection of the gravitational equations of motion on the corner, providing us with an encoding of the bulk dynamics in a locally holographic manner.

  42. 42
    top 1.6%

    The Weyl BMS group and Einstein’s equations

    Laurent Freidel, Roberto Oliveri, Daniele Pranzetti, Simone Speziale D

    140 citationsOpen access (CC-BY)doi:10.1007/jhep07(2021)170OpenAlex

    Show abstract

    A bstract We propose an extension of the BMS group, which we refer to as Weyl BMS or BMSW for short, that includes super-translations, local Weyl rescalings and arbitrary diffeomorphisms of the 2d sphere metric. After generalizing the Barnich-Troessaert bracket, we show that the Noether charges of the BMSW group provide a centerless representation of the BMSW Lie algebra at every cross section of null infinity. This result is tantamount to proving that the flux-balance laws for the Noether charges imply the validity of the asymptotic Einstein’s equations at null infinity. The extension requires a holographic renormalization procedure, which we construct without any dependence on background fields. The renormalized phase space of null infinity reveals new pairs of conjugate variables. Finally, we show that BMSW group elements label the gravitational vacua.

  43. 43
    top 1.6%

    Relativistic spin hydrodynamics with torsion and linear response theory for spin relaxation

    Masaru Hongo, Xu-Guang Huang, Matthias Kaminski, Mikhail A. Stephanov, Ho-Ung Yee

    137 citationsOpen access (CC-BY)doi:10.1007/jhep11(2021)150OpenAlex

    Show abstract

    A bstract Using the second law of local thermodynamics and the first-order Palatini formalism, we formulate relativistic spin hydrodynamics for quantum field theories with Dirac fermions, such as QED and QCD, in a torsionful curved background. We work in a regime where spin density, which is assumed to relax much slower than other non-hydrodynamic modes, is treated as an independent degree of freedom in an extended hydrodynamic description. Spin hydrodynamics in our approach contains only three non-hydrodynamic modes corresponding to a spin vector, whose relaxation time is controlled by a new transport coefficient: the rotational viscosity. We study linear response theory and observe an interesting mode mixing phenomenon between the transverse shear and the spin density modes. We propose several field-theoretical ways to compute the spin relaxation time and the rotational viscosity, via the Green-Kubo formula based on retarded correlation functions.

  44. 44
    top 1.6%

    Spin polarization induced by the hydrodynamic gradients

    Shuai Y. F. Liu, Yi Yin

    135 citationsOpen access (CC-BY)doi:10.1007/jhep07(2021)188OpenAlex

    Show abstract

    A bstract We systematically analyze the effects of the derivatives of the hydrodynamic fields on axial Wigner function that describes the spin polarization vector in phase space. We have included all possible first-order derivative contributions that are allowed by symmetry and compute the associated transport functions at one-loop using the linear response theory. In addition to reproducing known effects due to the temperature gradient and vorticity, we have identified a number of potentially significant contributions that are overlooked previously. In particular, we find that the shear strength, the symmetric and traceless part of the flow gradient, will induce a quadrupole for spin polarization in the phase space. Our results, together with hydrodynamic gradients obtained from hydrodynamic simulations, can be employed as a basis for the interpretation of the Λ (anti-Λ) spin polarization measurement in heavy-ion collisions.

  45. 45
    top 1.7%

    Spin effects in the effective field theory approach to Post-Minkowskian conservative dynamics

    Zhengwen Liu, Rafael A. Porto, Zixin Yang

    135 citationsOpen access (CC-BY)doi:10.1007/jhep06(2021)012OpenAlex

    Show abstract

    A bstract Building upon the worldline effective field theory (EFT) formalism for spinning bodies developed for the Post-Newtonian regime, we generalize the EFT approach to Post-Minkowskian (PM) dynamics to include rotational degrees of freedom in a manifestly covariant framework. We introduce a systematic procedure to compute the total change in momentum and spin in the gravitational scattering of compact objects. For the special case of spins aligned with the orbital angular momentum, we show how to construct the radial action for elliptic-like orbits using the Boundary-to-Bound correspondence. As a paradigmatic example, we solve the scattering problem to next-to-leading PM order with linear and bilinear spin effects and arbitrary initial conditions, incorporating for the first time finite-size corrections. We obtain the aligned-spin radial action from the resulting scattering data, and derive the periastron advance and binding energy for circular orbits. We also provide the (square of the) center-of-mass momentum to $$ \mathcal{O}\left({G}^2\right) $$ O G 2 , which may be used to…

  46. 46
    top 1.7%

    BCFT entanglement entropy at large central charge and the black hole interior

    James Sully, Mark Van Raamsdonk B, David Wakeham

    135 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)167OpenAlex

    Show abstract

    Abstract In this note, we consider entanglement and Renyi entropies for spatial subsystems of a boundary conformal field theory (BCFT) or of a CFT in a state constructed using a Euclidean BCFT path integral. Holographic calculations suggest that these entropies undergo phase transitions as a function of time or parameters describing the subsystem; these arise from a change in topology of the RT surface. In recent applications to black hole physics, such transitions have been seen to govern whether or not the bulk entanglement wedge of a (B)CFT region includes a portion of the black hole interior and have played a crucial role in understanding the semiclassical origin of the Page curve for evaporating black holes. In this paper, we reproduce these holographic results via direct (B)CFT calculations. Using the replica method, the entropies are related to correlation functions of twist operators in a Euclidean BCFT. These correlations functions can be expanded in various channels involving intermediate bulk or boundary operators. Under certain sparseness conditions on the spectrum and…

  47. 47
    top 1.7%

    Test of lepton flavor universality and search for lepton flavor violation in B → Kℓℓ decays

    S. Choudhury, Saurabh Sandilya, Karim Trabelsi, A. Giri, H. Aihara and 25 more

    133 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)105OpenAlex

    Show abstract

    Abstract We present measurements of the branching fractions for the decays B → Kμ+μ− and B → Ke+e−, and their ratio (RK), using a data sample of 711 fb−1 that contains 772 × 106 $$ B\overline{B} $$ B B ¯ events. The data were collected at the ϒ(4S) resonance with the Belle detector at the KEKB asymmetric-energy e+e− collider. The ratio RK is measured in five bins of dilepton invariant-mass-squared (q2): q2 ∈ (0.1, 4.0), (4.00, 8.12), (1.0, 6.0), (10.2, 12.8) and (> 14.18) GeV2/c4, along with the whole q2 region. The RK value for q2 ∈ (1.0, 6.0) GeV2/c4 is $$ {1.03}_{-0.24}^{+0.28} $$ 1.03 − 0.24 + 0.28 ± 0.01. The first and second uncertainties listed are statistical and systematic, respectively. All results for RK are consistent with Standard Model predictions. We also measure CP-averaged isospin asymmetries in the same q2 bins. The results are consistent with a null asymmetry, with the largest difference of 2.6 standard deviations occurring for the q2 ∈ (1.0, 6.0) GeV2/c4 bin in the mode with muon final states. The measured differential branching fractions, $$…

  48. 48
    top 1.8%

    Islands in de Sitter space

    Vijay Balasubramanian, Arjun Kar, Tomonori Ugajin

    133 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)072OpenAlex

    Show abstract

    Abstract We consider black holes in 2d de Sitter JT gravity coupled to a CFT, and entangled with matter in a disjoint non-gravitating universe. Tracing out the entangling matter leaves the CFT in a density matrix whose stress tensor backreacts on the de Sitter geometry, lengthening the wormhole behind the black hole horizon. Naively, the entropy of the entangling matter increases without bound as the strength of the entanglement increases, but the monogamy property predicts that this growth must level off. We compute the entropy via the replica trick, including wormholes between the replica copies of the de Sitter geometry, and find a competition between conventional field theory entanglement entropy and the surface area of extremal “islands” in the de Sitter geometry. The black hole and cosmological horizons both play a role in generating such islands in the backreacted geometry, and have the effect of stabilizing the entropy growth as required by monogamy. We first show this in a scenario in which the de Sitter spatial section has been decompactified to an interval. Then we…

  49. 49
    top 1.8%

    Non-local matrix elements in B(s) → {K(*), ϕ}ℓ+ℓ−

    Nico Gubernari, Danny van Dyk, Javier Virto

    132 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)088OpenAlex

    Show abstract

    A bstract We revisit the theoretical predictions and the parametrization of non-local matrix elements in rare $$ {\overline{B}}_{(s)}\to \left\{{\overline{K}}^{\left(\ast \right)},\phi \right\}{\mathrm{\ell}}^{+}{\mathrm{\ell}}^{-} $$ B ¯ s → K ¯ ∗ ϕ ℓ + ℓ − and $$ {\overline{B}}_{(s)}\to \left\{{\overline{K}}^{\ast },\phi \right\}\gamma $$ B ¯ s → K ¯ ∗ ϕ γ decays. We improve upon the current state of these matrix elements in two ways. First, we recalculate the hadronic matrix elements needed at subleading power in the light-cone OPE using B -meson light-cone sum rules. Our analytical results supersede those in the literature. We discuss the origin of our improvements and provide numerical results for the processes under consideration. Second, we derive the first dispersive bound on the non-local matrix elements. It provides a parametric handle on the truncation error in extrapolations of the matrix elements to large timelike momentum transfer using the z expansion. We illustrate the power of the dispersive bound at the hand of a simple phenomenological application. As a side…

  50. 50
    top 1.8%

    Quantum extremal islands made easy. Part III. Complexity on the brane

    Juan Hernandez, Robert C. Myers, Shan-Ming Ruan

    131 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)173OpenAlex

    Show abstract

    Abstract We examine holographic complexity in the doubly holographic model introduced in [1, 2] to study quantum extremal islands. We focus on the holographic complexity=volume (CV) proposal for boundary subregions in the island phase. Exploiting the Fefferman-Graham expansion of the metric and other geometric quantities near the brane, we derive the leading contributions to the complexity and interpret these in terms of the generalized volume of the island derived from the induced higher-curvature gravity action on the brane. Motivated by these results, we propose a generalization of the CV proposal for higher curvature theories of gravity. Further, we provide two consistency checks of our proposal by studying Gauss-Bonnet gravity and f(ℛ) gravity in the bulk.

  51. 51
    top 1.9%

    Island in the presence of higher derivative terms

    Mohsen Alishahiha, Amin Faraji Astaneh, Ali Naseh

    131 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)035OpenAlex

    Show abstract

    Abstract Using extended island formula we compute entanglement entropy of Hawking radiation for black hole solutions of certain gravitational models containing higher derivative terms. To be concrete we consider two different four dimensional models to compute entropy for both asymptotically flat and AdS black holes. One observes that the resultant entropy follows the Page curve, thanks to the contribution of the island, despite the fact that the corresponding gravitational models might be non-unitary.

  52. 52
    top 1.9%

    Liouville quantum gravity — holography, JT and matrices

    Thomas G. Mertens, Gustavo J. Turiaci

    131 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)073OpenAlex

    Show abstract

    A bstract We study two-dimensional Liouville gravity and minimal string theory on spaces with fixed length boundaries. We find explicit formulas describing the gravitational dressing of bulk and boundary correlators in the disk. Their structure has a striking resemblance with observables in 2d BF (plus a boundary term), associated to a quantum deformation of SL (2 , ℝ), a connection we develop in some detail. For the case of the (2 , p ) minimal string theory, we compare and match the results from the continuum approach with a matrix model calculation, and verify that in the large p limit the correlators match with Jackiw-Teitelboim gravity. We consider multi-boundary amplitudes that we write in terms of gluing bulk one-point functions using a quantum deformation of the Weil-Petersson volumes and gluing measures. Generating functions for genus zero Weil-Petersson volumes are derived, taking the large p limit. Finally, we present preliminary evidence that the bulk theory can be interpreted as a 2d dilaton gravity model with a sinh Φ dilaton potential.

  53. 53
    top 1.9%

    Completely dark photons from gravitational particle production during the inflationary era

    Edward W. Kolb, Andrew J. Long

    130 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)283OpenAlex

    Show abstract

    Abstract Starting with the de Broglie-Proca Lagrangian for a massive vector field, we calculate the number density of particles resulting from gravitational particle production (GPP) during inflation, with detailed consideration to the evolution of the number density through the reheating. We find plausible scenarios for the production of dark-photon dark matter of mass in a wide range, as low as a micro-electron volt to 1014 GeV. Gravitational particle production does not depend on any coupling of the dark photon to standard-model particles.

  54. 54
    top 2%

    Supernova Muons: New Constraints on Z′ Bosons, Axions and ALPs

    Djuna Lize Croon, Gilly Elor, Rebecca K. Leane, Samuel D. McDermott

    129 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)107OpenAlex

    Show abstract

    A bstract New light particles produced in supernovae can lead to additional energy loss and a consequent deficit in neutrino production in conflict with the neutrinos observed from Supernova 1987A (SN1987A). Contrary to the majority of previous SN1987A studies, we examine the impact of Z′ bosons, axions, and axion-like particles (ALPs) interacting with the muons produced in SN1987A. For the first time, we find constraints on generic Z′ bosons coupled to muons, and apply our results to particle models including gauged L μ −L τ number, $$ \mathrm{U}{(1)}_{L_{\mu }-{L}_{\tau }} $$ U 1 L μ − L τ , and gauged B − L number, U(1) B−L . We constrain Z′ bosons with masses up to about 250 − 500 MeV, and down to about 10 − 9 in Z′ -muon coupling. We also extend previous work on axion-muon couplings by examining the importance of loop-level interactions, as well as performing calculations over a wider range of axion masses. We constrain muon-coupled axions from arbitrarily low masses up to about 200 − 500 MeV, with bounds extending down to axion-muon couplings of approximately 10 − 8 GeV − 1 .…

  55. 55
    top 2%

    Higher-form symmetries of 6d and 5d theories

    Lakshya Bhardwaj, Sakura Schäfer‐Nameki

    125 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)159OpenAlex

    Show abstract

    Abstract We describe general methods for determining higher-form symmetry groups of known 5d and 6d superconformal field theories (SCFTs), and 6d little string theories (LSTs). The 6d theories can be described as supersymmetric gauge theories in 6d which include both ordinary non-abelian 1-form gauge fields and also abelian 2-form gauge fields. Similarly, the 5d theories can also be often described as supersymmetric non-abelian gauge theories in 5d. Naively, the 1-form symmetry of these 6d and 5d theories is captured by those elements of the center of ordinary gauge group which leave the matter content of the gauge theory invariant. However, an interesting subtlety is presented by the fact that some massive BPS excitations, which includes the BPS instantons, are charged under the center of the gauge group, thus resulting in a further reduction of the 1-form symmetry. We use the geometric construction of these theories in M/F-theory to determine the charges of these BPS excitations under the center. We also provide an independent algorithm for the determination of 1-form symmetry for…

  56. 56
    top 2.1%

    Merging the weak gravity and distance conjectures using BPS extremal black holes

    Naomi Gendler, Irene Valenzuela

    125 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)176OpenAlex

    Show abstract

    Abstract We analyze the charge-to-mass structure of BPS states in general infinite-distance limits of $$ \mathcal{N} $$ N = 2 compactifications of Type IIB string theory on Calabi-Yau three-folds, and use the results to sharpen the formulation of the Swampland Conjectures in the presence of multiple gauge and scalar fields. We show that the BPS bound coincides with the black hole extremality bound in these infinite distance limits, and that the charge-to-mass vectors of the BPS states lie on degenerate ellipsoids with only two non-degenerate directions, regardless of the number of moduli or gauge fields. We provide the numerical value of the principal radii of the ellipsoid in terms of the classification of the singularity that is being approached. We use these findings to inform the Swampland Distance Conjecture, which states that a tower of states becomes exponentially light along geodesic trajectories towards infinite field distance. We place general bounds on the mass decay rate λ of this tower in terms of the black hole extremality bound, which in our setup implies $$ \lambda…

  57. 57
    top 2.1%

    Dark Matter production from relativistic bubble walls

    Aleksandr Azatov, Miguel Vanvlasselaer, Wen Yin

    122 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)288OpenAlex

    Show abstract

    Abstract In this paper we present a novel mechanism for producing the observed Dark Matter (DM) relic abundance during the First Order Phase Transition (FOPT) in the early universe. We show that the bubble expansion with ultra-relativistic velocities can lead to the abundance of DM particles with masses much larger than the scale of the transition. We study this non-thermal production mechanism in the context of a generic phase transition and the electroweak phase transition. The application of the mechanism to the Higgs portal DM as well as the signal in the Stochastic Gravitational Background are discussed.

  58. 58
    top 2.1%

    Critical islands

    Chethan Krishnan

    122 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)179OpenAlex

    Show abstract

    Abstract We discuss a doubly-holographic prescription for black holes in braneworlds with a vanishing cosmological constant. It involves calculating Ryu-Takayanagi surfaces in AdS black funnel spacetimes attached to braneworld black holes in the critical Randall- Sundrum II model. Critical braneworlds have the virtue of having massless gravitons. Our approach should be useful when the braneworld is a cosmological black hole interacting with deconfined, large-N matter. In higher dimensions, explicit funnel metrics will have to be constructed numerically — but based on the general structure of the geometry, we present a natural guess for where one might find the semi-classical island. In a 3-dimensional example where a toy analytic black funnel is known, we can check our guess by direct calculation. We argue that this resolves a version of the information paradox in these braneworld systems, by finding strong evidence for “cosmological islands”. Comoving Ryu-Takayanagi surfaces and associated UV cut-offs on the brane, play natural roles.

  59. 59
    top 2.2%

    On p-form gauge theories and their conformal limits

    Igor Bandos, Kurt Lechner, Dmitri P. Sorokin, Paul K. Townsend

    121 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)022OpenAlex

    Show abstract

    Abstract Relations between the various formulations of nonlinear p-form electrodynamics with conformal-invariant weak-field and strong-field limits are clarified, with a focus on duality invariant (2n − 1)-form electrodynamics and chiral 2n-form electrodynamics in Minkowski spacetime of dimension D = 4n and D = 4n + 2, respectively. We exhibit a new family of chiral 2-form electrodynamics in D = 6 for which these limits exhaust the possibilities for conformal invariance; the weak-field limit is related by dimensional reduction to the recently discovered ModMax generalisation of Maxwell’s equations. For n > 1 we show that the chiral ‘strong-field’ 2n-form electrodynamics is related by dimensional reduction to a new Sl(2; ℝ)-duality invariant theory of (2n − 1)-form electrodynamics.

  60. 60
    top 2.2%

    Coulomb and Higgs branches from canonical singularities. Part 0

    Cyril Closset, Sakura Schäfer‐Nameki, Yi-Nan Wang

    121 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)003OpenAlex

    Show abstract

    Abstract Five- and four-dimensional superconformal field theories with eight supercharges arise from canonical threefold singularities in M-theory and Type IIB string theory, respectively. We study their Coulomb and Higgs branches using crepant resolutions and deformations of the singularities. We propose a relation between the resulting moduli spaces, by compactifying the theories to 3d, followed by 3d $$ \mathcal{N} $$ N = 4 mirror symmetry and an S-type gauging of an abelian flavor symmetry. In particular, we use this correspondence to determine the Higgs branch of some 5d SCFTs and their magnetic quivers from the geometry. As an application of the general framework, we observe that singularities that engineer Argyres-Douglas theories in Type IIB also give rise to rank-0 5d SCFTs in M-theory. We also compute the higher-form symmetries of the 4d and 5d SCFTs, including the one-form symmetries of generalized Argyres-Douglas theories of type (G, G′).

  61. 61
    top 2.2%

    Swampland Conjectures for strings and membranes

    Stefano Lanza, Fernando Marchesano, Luca Martucci, Irene Valenzuela

    120 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)006OpenAlex

    Show abstract

    Abstract Swampland criteria like the Weak Gravity Conjecture should not only apply to particles, but also to other lower-codimension charged objects in 4d EFTs like strings and membranes. However, the description of the latter is in general subtle due to their large backreaction effects. In the context of 4d $$ \mathcal{N} $$ N = 1 EFTs, we consider $$ \frac{1}{2} $$ 1 2 BPS strings and membranes which are fundamental, in the sense that they cannot be resolved within the EFT regime. We argue that, if interpreted from the EFT viewpoint, the 4d backreaction of these objects translates into a classical RG flow of their couplings. Constraints on the UV charges and tensions get then translated to constraints on the axionic kinetic terms and scalar potential of the EFT. This uncovers new relations among the Swampland Conjectures, which become interconnected by the physical properties of low-codimension objects. In particular, using that string RG flows describe infinite field distance limits, we show that the WGC for strings implies the Swampland Distance Conjecture. Similarly,…

  62. 62
    top 2.3%

    From dS to AdS and back

    Charlotte Sleight, Massimo Taronna

    117 citationsOpen access (CC-BY)doi:10.1007/jhep12(2021)074OpenAlex

    Show abstract

    A bstract We describe in more detail the general relation uncovered in our previous work between boundary correlators in de Sitter (dS) and in Euclidean anti-de Sitter (EAdS) space, at any order in perturbation theory. Assuming the Bunch-Davies vacuum at early times, any given diagram contributing to a boundary correlator in dS can be expressed as a linear combination of Witten diagrams for the corresponding process in EAdS, where the relative coefficients are fixed by consistent on-shell factorisation in dS. These coefficients are given by certain sinusoidal factors which account for the change in coefficient of the contact sub-diagrams from EAdS to dS, which we argue encode (perturbative) unitary time evolution in dS. dS boundary correlators with Bunch-Davies initial conditions thus perturbatively have the same singularity structure as their Euclidean AdS counterparts and the identities between them allow to directly import the wealth of techniques, results and understanding from AdS to dS. This includes the Conformal Partial Wave expansion and, by going from single-valued Witten…

  63. 63
    top 2.3%

    An analytical toolkit for the S-matrix bootstrap

    Miguel Correia, Amit Sever, Alexander Zhiboedov

    117 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)013OpenAlex

    Show abstract

    Abstract We revisit analytical methods for constraining the nonperturbative S-matrix of unitary, relativistic, gapped theories in d≥ 3 spacetime dimensions. We assume extended analyticity of the two-to-two scattering amplitude and use it together with elastic unitarity to develop two natural expansions of the amplitude. One is the threshold (non-relativistic) expansion and the other is the large spin expansion. The two are related by the Froissart-Gribov inversion formula. When combined with crossing and a local bound on the discontinuity of the amplitude, this allows us to constrain scattering at finite energy and spin in terms of the low-energy parameters measured in the experiment. Finally, we discuss the modern numerical approach to the S-matrix bootstrap and how it can be improved based on the results of our analysis.

  64. 64
    top 2.3%

    On an exponential representation of the gravitational S-matrix

    P.H. Damgaard, Ludovic Planté, Pierre Vanhove

    116 citationsOpen access (CC-BY)doi:10.1007/jhep11(2021)213OpenAlex

    Show abstract

    A bstract An exponential representation of the S-matrix provides a natural framework for understanding the semi-classical limit of scattering amplitudes. While sharing some similarities with the eikonal formalism it differs from it in details. Computationally, rules are simple because pieces that must be subtracted are given by combinations of unitarity cuts. Analyzing classical gravitational scattering to third Post-Minkowskian order in both maximal supergravity and Einstein gravity we find agreement with other approaches, including the contributions from radiation reaction terms. The kinematical relation for the two-body problem in isotropic coordinates follows immediately from this procedure, again with the inclusion of radiation reaction pieces up to third Post-Minkowskian order.

  65. 65
    top 2.4%

    Complexity growth of operators in the SYK model and in JT gravity

    Shao-Kai Jian, Brian G. Swingle, Zhuo-Yu Xian

    116 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)014OpenAlex

    Show abstract

    Abstract The concepts of operator size and computational complexity play important roles in the study of quantum chaos and holographic duality because they help characterize the structure of time-evolving Heisenberg operators. It is particularly important to understand how these microscopically defined measures of complexity are related to notions of complexity defined in terms of a dual holographic geometry, such as complexity-volume (CV) duality. Here we study partially entangled thermal states in the Sachdev-Ye-Kitaev (SYK) model and their dual description in terms of operators inserted in the interior of a black hole in Jackiw-Teitelboim (JT) gravity. We compare a microscopic definition of complexity in the SYK model known as K-complexity to calculations using CV duality in JT gravity and find that both quantities show an exponential-to-linear growth behavior. We also calculate the growth of operator size under time evolution and find connections between size and complexity. While the notion of operator size saturates at the scrambling time, our study suggests that complexity,…

  66. 66
    top 2.4%

    Generalized global symmetries of T[M] theories. Part I

    Sergei Gukov, Po-Shen Hsin, Du Pei

    115 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)232OpenAlex

    Show abstract

    A bstract We study reductions of 6d theories on a d -dimensional manifold M d , focusing on the interplay between symmetries, anomalies, and dynamics of the resulting (6 − d )-dimensional theory T [ M d ]. We refine and generalize the notion of “polarization” to polarization on M d , which serves to fix the spectrum of local and extended operators in T [ M d ]. Another important feature of theories T [ M d ] is that they often possess higher-group symmetries, such as 2-group and 3-group symmetries. We study the origin of such symmetries as well as physical implications including symmetry breaking and symmetry enhancement in the renormalization group flow. To better probe the IR physics, we also investigate the ’t Hooft anomaly of 5d Chern-Simons matter theories. The present paper focuses on developing the general framework as well as the special case of d = 0 and 1, while an upcoming paper will discuss the case of d = 2, 3 and 4.

  67. 67
    top 2.5%

    Cobordism conjecture, anomalies, and the String Lamppost Principle

    Miguel Montero, Cumrun Vafa

    115 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)063OpenAlex

    Show abstract

    Abstract We consider consequences of triviality of cobordism classes and anomaly cancellation in supergravity theories in d > 6. We argue that this leads to the existence of certain defects which we call “I-folds” (a generalization of orientifolds). The requirement that compactifications to lower dimensions involving these defects be anomaly free leads to conditions on the higher dimensional theory. We show that in theories with 16 supercharges in d > 6 this leads to restrictions on the rank of the allowed gauge groups and thus provides an explanation for the observed restrictions in known string theory constructions. In particular, in eight and nine dimensions the only solutions to our constraints are precisely the ones realized in string theory compactifications. We also use these techniques to place constraints on the global structure of the gauge group in eight and nine dimensions.

  68. 68
    top 2.5%

    From locality and unitarity to cosmological correlators

    Sadra Jazayeri, Enrico Pajer, David Stefanyszyn

    113 citationsOpen access (CC-BY)doi:10.1007/jhep10(2021)065OpenAlex

    Show abstract

    Abstract In the standard approach to deriving inflationary predictions, we evolve a vacuum state in time according to the rules of a given model. Since the only observables are the future values of correlators and not their time evolution, this brings about a large degeneracy: a vast number of different models are mapped to the same minute number of observables. Furthermore, due to the lack of time-translation invariance, even tree-level calculations require an increasing number of nested integrals that quickly become intractable. Here we ask how much of the final observables can be “bootstrapped” directly from locality, unitarity and symmetries. To this end, we introduce two new “boostless” bootstrap tools to efficiently compute tree-level cosmological correlators/wavefunctions without any assumption about de Sitter boosts. The first is a Manifestly Local Test (MLT) that any n-point (wave)function of massless scalars or gravitons must satisfy if it is to arise from a manifestly local theory. When combined with a sub-set of the recently proposed Bootstrap Rules, this allows us to…

  69. 69
    top 2.5%

    Island in charged black holes

    Yi Ling, Yuxuan Liu, Zhuo-Yu Xian

    113 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)251OpenAlex

    Show abstract

    Abstract We study the information paradox for the eternal black hole with charges on a doubly-holographic model in general dimensions, where the charged black hole on a Planck brane is coupled to the baths on the conformal boundaries. In the case of weak tension, the brane can be treated as a probe such that its backreaction to the bulk is negligible. We analytically calculate the entanglement entropy of the radiation and obtain the Page curve with the presence of an island on the brane. For the near-extremal black holes, the growth rate is linear in the temperature. Taking both Dvali-Gabadadze-Porrati term and nonzero tension into account, we obtain the numerical solution with backreaction in four-dimensional spacetime and find the quantum extremal surface at t = 0. To guarantee that a Page curve can be obtained in general cases, we propose two strategies to impose enough degrees of freedom on the brane such that the black hole information paradox can be properly described by the doubly-holographic setup.

  70. 70
    top 2.6%

    Leading nonlinear tidal effects and scattering amplitudes

    Zvi Bern A, Julio Parra-Martinez, Radu Roiban, Eric T. Sawyer, Chia-Hsien Shen

    112 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)188OpenAlex

    Show abstract

    A bstract We present the two-body Hamiltonian and associated eikonal phase, to leading post-Minkowskian order, for infinitely many tidal deformations described by operators with arbitrary powers of the curvature tensor. Scattering amplitudes in momentum and position space provide systematic complementary approaches. For the tidal operators quadratic in curvature, which describe the linear response to an external gravitational field, we work out the leading post-Minkowskian contributions using a basis of operators with arbitrary numbers of derivatives which are in one-to-one correspondence with the worldline multipole operators. Explicit examples are used to show that the same techniques apply to both bodies interacting tidally with a spinning particle, for which we find the leading contributions from quadratic in curvature tidal operators with an arbitrary number of derivatives, and to effective field theory extensions of general relativity. We also note that the leading post-Minkowskian order contributions from higher-dimension operators manifest double-copy relations. Finally, we…

  71. 71
    top 2.6%

    Gluodynamics and deconfinement phase transition under rotation from holography

    Xun Chen, Lin Zhang, Danning Li, Defu Hou, Mei Huang

    110 citationsOpen access (CC-BY)doi:10.1007/jhep07(2021)132OpenAlex

    Show abstract

    Abstract We investigate rotating effect on deconfinement phase transition in an Einstein-Maxwell-Dilaton (EMD) model in bottom-up holographic QCD approach. By constructing a rotating black hole, which is supposed to be dual to rotating strongly coupled nuclear matter, we investigate the thermodynamic quantities, including entropy density, pressure, energy density, trace anomaly, sound speed and specific heat for both pure gluon system and two-flavor system under rotation. It is shown that those thermodynamic quantities would be enhanced by large angular velocity. Also, we extract the information of phase transition from those thermodynamic quantities, as well as the order parameter of deconfinement phase transition, i.e. the loop operators. It is shown that, in the T − ω plane, for two-flavor case with small chemical potential, the phase transition is always crossover. The transition temperature decreases slowly with angular velocity and chemical potential. For pure gluon system with zero chemical potential, the phase transition is always first order, while at finite chemical…

  72. 72
    top 2.6%

    Quadratic-in-spin Hamiltonian at $$ \mathcal{O} $$(G2) from scattering amplitudes

    Dimitrios Kosmopoulos, Andres Luna

    110 citationsOpen access (CC-BY)doi:10.1007/jhep07(2021)037OpenAlex

    Show abstract

    Abstract We obtain the quadratic-in-spin terms of the conservative Hamiltonian describing the interactions of a binary of spinning bodies in General Relativity through $$ \mathcal{O} $$ O (G2) and to all orders in velocity. Our calculation extends a recently-introduced framework based on scattering amplitudes and effective field theory to consider non-minimal coupling of the spinning objects to gravity. At the order that we consider, we establish the validity of the formula proposed in [1] that relates the impulse and spin kick in a scattering event to the eikonal phase.

  73. 73
    top 2.7%

    Islands and complexity of eternal black hole and radiation subsystems for a doubly holographic model

    Aranya Bhattacharya, Arpan Bhattacharyya, Pratik Nandy, Ayan K. Patra

    110 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)135OpenAlex

    Show abstract

    Abstract We study the entanglement islands and subsystem volume complexity corresponding to the left/ right entanglement of a conformal defect in d-dimensions in Randall-Sundrum (RS) braneworld model with subcritical tension brane. The left and right modes of the defect mimic the eternal black hole and radiation system respectively. Hence the entanglement entropy between the two follows an eternal black hole Page curve which is unitarity compatible. We compute the volumes corresponding to the left and right branes with preferred Ryu-Takanayagi (RT) surfaces at different times, which provide a probe of the subregion complexity of the black hole and the radiation states respectively. An interesting jump in volume is found at Page time, where the entanglement curve is saturated due to the inclusion of the island surfaces. We explain various possibilities of this phase transition in complexity at Page time and argue how these results match with a covariant proposal qualitatively.

  74. 74
    top 2.7%

    Comprehensive analysis of beta decays within and beyond the Standard Model

    Adam Falkowski, Martín González-alonso A, O. Naviliat-Cuncic

    110 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)126OpenAlex

    Show abstract

    A bstract Precision measurements in allowed nuclear beta decays and neutron decay are reviewed and analyzed both within the Standard Model and looking for new physics. The analysis incorporates the most recent experimental and theoretical developments. The results are interpreted in terms of Wilson coefficients describing the effective interactions between leptons and nucleons (or quarks) that are responsible for beta decay. New global fits are performed incorporating a comprehensive list of precision measurements in neutron decay, superallowed 0 + → 0 + transitions, and other nuclear decays that include, for the first time, data from mirror beta transitions. The results confirm the V - A character of the interaction and translate into updated values for V ud and g A at the 10 − 4 level. We also place new stringent limits on exotic couplings involving left-handed and right-handed neutrinos, which benefit significantly from the inclusion of mirror decays in the analysis.

  75. 75
    top 2.7%

    On the order of the QCD chiral phase transition for different numbers of quark flavours

    Francesca Cuteri, Owe Philipsen, Alessandro Sciarra

    109 citationsOpen access (CC-BY)doi:10.1007/jhep11(2021)141OpenAlex

    Show abstract

    A bstract The nature of the QCD chiral phase transition in the limit of vanishing quark masses has remained elusive for a long time, since it cannot be simulated directly on the lattice and is strongly cutoff-dependent. We report on a comprehensive ongoing study using unimproved staggered fermions with N f ∈ [2, 8] mass-degenerate flavours on N τ ∈ {4 , 6 , 8} lattices, in which we locate the chiral critical surface separating regions with first-order transitions from crossover regions in the bare parameter space of the lattice theory. Employing the fact that it terminates in a tricritical line, this surface can be extrapolated to the chiral limit using tricritical scaling with known exponents. Knowing the order of the transitions in the lattice parameter space, conclusions for approaching the continuum chiral limit in the proper order can be drawn. While a narrow first-order region cannot be ruled out, we find initial evidence consistent with a second-order chiral transition in all massless theories with N f ≤ 6, and possibly up to the onset of the conformal window at 9 ≲ $$…

  76. 76
    top 2.8%

    An even lighter QCD axion

    Luca Di Luzio, M. Belén Gavela, Pablo Quílez, Andreas Ringwald

    109 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)184OpenAlex

    Show abstract

    A bstract We explore whether the axion which solves the strong CP problem can naturally be much lighter than the canonical QCD axion. The $$ {Z}_{\mathcal{N}} $$ Z N symmetry proposed by Hook, with $$ \mathcal{N} $$ N mirror and degenerate worlds coexisting in Nature and linked by the axion field, is considered in terms of generic effective axion couplings. We show that the total potential is safely approximated by a single cosine in the large $$ \mathcal{N} $$ N limit, and we determine the analytical formula for the exponentially suppressed axion mass. The resulting universal enhancement of all axion interactions relative to those of the canonical QCD axion has a strong impact on the prospects of axion-like particle experiments such as ALPS II, IAXO and many others: experiments searching for generic axion-like particles have in fact discovery potential to solve the strong CP problem. The finite density axion potential is also analyzed and we show that the $$ {Z}_{\mathcal{N}} $$ Z N asymmetric background of high-density stellar environments sets already significant…

  77. 77
    top 2.8%

    Search for new particles in events with energetic jets and large missing transverse momentum in proton-proton collisions at $$ \sqrt{s} $$ = 13 TeV

    A. Tumasyan, W. Adam, Janik Walter Andrejkovic, T. Bergauer, S. Chatterjee and 25 more

    108 citationsOpen access (CC-BY)doi:10.1007/jhep11(2021)153OpenAlex

    Show abstract

    Abstract A search is presented for new particles produced at the LHC in proton-proton collisions at $$ \sqrt{s} $$ s = 13 TeV, using events with energetic jets and large missing transverse momentum. The analysis is based on a data sample corresponding to an integrated luminosity of 101 fb−1, collected in 2017–2018 with the CMS detector. Machine learning techniques are used to define separate categories for events with narrow jets from initial-state radiation and events with large-radius jets consistent with a hadronic decay of a W or Z boson. A statistical combination is made with an earlier search based on a data sample of 36 fb−1, collected in 2016. No significant excess of events is observed with respect to the standard model background expectation determined from control samples in data. The results are interpreted in terms of limits on the branching fraction of an invisible decay of the Higgs boson, as well as constraints on simplified models of dark matter, on first-generation scalar leptoquarks decaying to quarks and neutrinos, and on models with large extra dimensions.…

  78. 78
    top 2.8%

    The Markov gap for geometric reflected entropy

    Patrick M. Hayden, Onkar Parrikar, Jonathan Sorce

    108 citationsOpen access (CC-BY)doi:10.1007/jhep10(2021)047OpenAlex

    Show abstract

    A bstract The reflected entropy S R ( A : B ) of a density matrix ρ AB is a bipartite correlation measure lower-bounded by the quantum mutual information I ( A : B ). In holographic states satisfying the quantum extremal surface formula, where the reflected entropy is related to the area of the entanglement wedge cross-section, there is often an order- N 2 gap between S R and I . We provide an information-theoretic interpretation of this gap by observing that S R − I is related to the fidelity of a particular Markov recovery problem that is impossible in any state whose entanglement wedge cross-section has a nonempty boundary; for this reason, we call the quantity S R − I the Markov gap . We then prove that for time-symmetric states in pure AdS 3 gravity, the Markov gap is universally lower bounded by log(2) ℓ AdS / 2 G N times the number of endpoints of the cross-section. We provide evidence that this lower bound continues to hold in the presence of bulk matter, and comment on how it might generalize above three bulk dimensions. Finally, we explore the Markov recovery problem…

  79. 79
    top 2.9%

    Celestial amplitudes from UV to IR

    Nima Arkani-hamed A, M. Pate, A.-M. Raclariu, A. Strominger

    108 citationsOpen access (CC-BY)doi:10.1007/jhep08(2021)062OpenAlex

    Show abstract

    A bstract Celestial amplitudes represent 4D scattering of particles in boost, rather than the usual energy-momentum, eigenstates and hence are sensitive to both UV and IR physics. We show that known UV and IR properties of quantum gravity translate into powerful constraints on the analytic structure of celestial amplitudes. For example the soft UV behavior of quantum gravity is shown to imply that the exact four-particle scattering amplitude is meromorphic in the complex boost weight plane with poles confined to even integers on the negative real axis. Would-be poles on the positive real axis from UV asymptotics are shown to be erased by a flat space analog of the AdS resolution of the bulk point singularity. The residues of the poles on the negative axis are identified with operator coefficients in the IR effective action. Far along the real positive axis, the scattering is argued to grow exponentially according to the black hole area law. Exclusive amplitudes are shown to simply factorize into conformally hard and conformally soft factors. The soft factor contains all IR…

  80. 80
    top 2.9%

    Observations of Hawking radiation: the Page curve and baby universes

    Donald Marolf, Henry Maxfield

    108 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)272OpenAlex

    Show abstract

    Abstract We reformulate recent insights into black hole information in a manner emphasizing operationally-defined notions of entropy, Lorentz-signature descriptions, and asymptotically flat spacetimes. With the help of replica wormholes, we find that experiments of asymptotic observers are consistent with black holes as unitary quantum systems, with density of states given by the Bekenstein-Hawking formula. However, this comes at the cost of superselection sectors associated with the state of baby universes. Spacetimes studied by Polchinski and Strominger in 1994 provide a simple illustration of the associated concepts and techniques, and we argue them to be a natural late-time extrapolation of replica wormholes. The work aims to be self-contained and, in particular, to be accessible to readers who have not yet mastered earlier formulations of the ideas above.

  81. 81
    top 3%

    Stringy canonical forms

    Nima Arkani-hamed A, Song Lin He, Thomas Lam

    108 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)069OpenAlex

    Show abstract

    Abstract Canonical forms of positive geometries play an important role in revealing hidden structures of scattering amplitudes, from amplituhedra to associahedra. In this paper, we introduce “stringy canonical forms”, which provide a natural definition and extension of canonical forms for general polytopes, deformed by a parameter α′. They are defined by real or complex integrals regulated with polynomials with exponents, and are meromorphic functions of the exponents, sharing various properties of string amplitudes. As α′→ 0, they reduce to the usual canonical form of a polytope given by the Minkowski sum of the Newton polytopes of the regulating polynomials, or equivalently the volume of the dual of this polytope, naturally determined by tropical functions. At finite α′, they have simple poles corresponding to the facets of the polytope, with the residue on the pole given by the stringy canonical form of the facet. There is the remarkable connection between the α′→ 0 limit of tree-level string amplitudes, and scattering equations that appear when studying the α′→ ∞ limit. We show…

  82. 82
    top 3%

    Construction of two-dimensional topological field theories with non-invertible symmetries

    Tzu-Chen Huang, Ying-Hsuan Lin, Sahand Seifnashri

    107 citationsOpen access (CC-BY)doi:10.1007/jhep12(2021)028OpenAlex

    Show abstract

    Abstract We construct the defining data of two-dimensional topological field theories (TFTs) enriched by non-invertible symmetries/topological defect lines. Simple formulae for the three-point functions and the lasso two-point functions are derived, and crossing symmetry is proven. The key ingredients are open-to-closed maps and a boundary crossing relation, by which we show that a diagonal basis exists in the defect Hilbert spaces. We then introduce regular TFTs, provide their explicit constructions for the Fibonacci, Ising and Haagerup ℋ3 fusion categories, and match our formulae with previous bootstrap results. We end by explaining how non-regular TFTs are obtained from regular TFTs via generalized gauging.

  83. 83
    top 3%

    Search for charged Higgs bosons decaying into a top quark and a bottom quark at $$ \sqrt{\mathrm{s}} $$ = 13 TeV with the ATLAS detector

    G. Aad, B. Abbott, D. C. Abbott, A. Abed Abud, K. Abeling and 25 more

    107 citationsOpen access (CC-BY)doi:10.1007/jhep06(2021)145OpenAlex

    Show abstract

    Abstract A search for charged Higgs bosons decaying into a top quark and a bottom quark is presented. The data analysed correspond to 139 fb−1 of proton-proton collisions at $$ \sqrt{s} $$ s = 13 TeV, recorded with the ATLAS detector at the LHC. The production of a heavy charged Higgs boson in association with a top quark and a bottom quark, pp → tbH+ → tbtb, is explored in the H+ mass range from 200 to 2000 GeV using final states with jets and one electron or muon. Events are categorised according to the multiplicity of jets and b-tagged jets, and multivariate analysis techniques are used to discriminate between signal and background events. No significant excess above the background-only hypothesis is observed and exclusion limits are derived for the production cross-section times branching ratio of a charged Higgs boson as a function of its mass; they range from 3.6 pb at 200 GeV to 0.036 pb at 2000 GeV at 95% confidence level. The results are interpreted in the hMSSM and $$ {M}_h^{125} $$ M h 125 scenarios.

  84. 84
    top 3.1%

    Islands and Page curves of Reissner-Nordström black holes

    Xuanhua Wang, Ran Li, Jin Wang

    107 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)103OpenAlex

    Show abstract

    Abstract We apply the recently proposed quantum extremal surface construction to calculate the Page curve of the eternal Reissner-Nordström black holes in four dimensions ignoring the backreaction and the greybody factor. Without the island, the entropy of Hawking radiation grows linearly with time, which results in the information paradox for the eternal black holes. By extremizing the generalized entropy that allows the contributions from the island, we find that the island extends to the outside the horizon of the Reissner-Nordström black hole. When taking the effect of the islands into account, it is shown that the entanglement entropy of Hawking radiation at late times for a given region far from the black hole horizon reproduces the Bekenstein-Hawking entropy of the Reissner-Nordström black hole with an additional term representing the effect of the matter fields. The result is consistent with the finiteness of the entanglement entropy for the radiation from an eternal black hole. This facilitates to address the black hole information paradox issue in the current case under…

  85. 85
    top 3.1%

    Low-energy phenomenology of scalar leptoquarks at one-loop accuracy

    Valerio Gherardi, David Marzocca A, Elena Venturini

    107 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)138OpenAlex

    Show abstract

    Abstract We perform a complete study of the low-energy phenomenology of S1 and S3 leptoquarks, aimed at addressing the observed deviations in B-meson decays and the muon magnetic dipole moment. Leptoquark contributions to observables are computed at one-loop accuracy in an effective field theory approach, using the recently published complete one-loop matching of these leptoquarks to the Standard Model effective field theory. We present several scenarios, discussing in each case the preferred parameter space and the most relevant observables.

  86. 86
    top 3.1%

    Inner horizon instability and the unstable cores of regular black holes

    Raúl Carballo-Rubio, Francesco Di Filippo, Stefano Liberati, Costantino Pacilio, Matt Visser

    106 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)132OpenAlex

    Show abstract

    A bstract Regular black holes with nonsingular cores have been considered in several approaches to quantum gravity, and as agnostic frameworks to address the singularity problem and Hawking’s information paradox. While in a recent work we argued that the inner core is destabilized by linear perturbations, opposite claims were raised that regular black holes have in fact stable cores. To reconcile these arguments, we discuss a generalization of the geometrical framework, originally applied to Reissner-Nordtsröm black holes by Ori, and show that regular black holes have an exponentially growing Misner-Sharp mass at the inner horizon. This result can be taken as an indication that stable nonsingular black hole spacetimes are not the definitive endpoint of a quantum gravity regularization mechanism, and that nonperturbative backreation effects must be taken into account in order to provide a consistent description of the quantum-gravitational endpoint of gravitational stellar collapse.

  87. 87
    top 3.2%

    Is SMEFT enough?

    Timothy Cohen A, Nathaniel J. Craig, Xiaochuan Lu, Dave Sutherland

    106 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)237OpenAlex

    Show abstract

    Abstract There are two canonical approaches to treating the Standard Model as an Effective Field Theory (EFT): Standard Model EFT (SMEFT), expressed in the electroweak symmetric phase utilizing the Higgs doublet, and Higgs EFT (HEFT), expressed in the broken phase utilizing the physical Higgs boson and an independent set of Goldstone bosons. HEFT encompasses SMEFT, so understanding whether SMEFT is sufficient motivates identifying UV theories thatrequireHEFT as their low energy limit. This distinction is complicated by field redefinitions that obscure the naive differences between the two EFTs. By reformulating the question in a geometric language, we derive concrete criteria that can be used to distinguish SMEFT from HEFT independent of the chosen field basis. We highlight two cases where perturbative new physics must be matched onto HEFT: (i) the new particles derive all of their mass from electroweak symmetry breaking, and (ii) there are additional sources of electroweak symmetry breaking. Additionally, HEFT has a broader practical application: it can provide a more convergent…

  88. 88
    top 3.2%

    Search for squarks and gluinos in final states with jets and missing transverse momentum using 139 fb−1 of $$ \sqrt{s} $$ = 13 TeV pp collision data with the ATLAS detector

    G. Aad, B. Abbott, D. C. Abbott, A. Abed Abud, K. Abeling and 25 more

    106 citationsOpen access (CC-BY)doi:10.1007/jhep02(2021)143OpenAlex

    Show abstract

    Abstract A search for the supersymmetric partners of quarks and gluons (squarks and gluinos) in final states containing jets and missing transverse momentum, but no electrons or muons, is presented. The data used in this search were recorded by the ATLAS experiment in proton-proton collisions at a centre-of-mass energy of $$ \sqrt{s} $$ s = 13 TeV during Run 2 of the Large Hadron Collider, corresponding to an integrated luminosity of 139 fb−1. The results are interpreted in the context of various R-parity-conserving models where squarks and gluinos are produced in pairs or in association and a neutralino is the lightest supersymmetric particle. An exclusion limit at the 95% confidence level on the mass of the gluino is set at 2.30 TeV for a simplified model containing only a gluino and the lightest neutralino, assuming the latter is massless. For a simplified model involving the strong production of mass-degenerate first- and second-generation squarks, squark masses below 1.85 TeV are excluded if the lightest neutralino is massless. These limits extend substantially beyond the…

  89. 89
    top 3.2%

    Autoencoders for unsupervised anomaly detection in high energy physics

    Thorben Finke, Michael Krämer, Alessandro Morandini, Alexander Mück, Ivan Oleksiyuk

    105 citationsOpen access (CC-BY)doi:10.1007/jhep06(2021)161OpenAlex

    Show abstract

    Abstract Autoencoders are widely used in machine learning applications, in particular for anomaly detection. Hence, they have been introduced in high energy physics as a promising tool for model-independent new physics searches. We scrutinize the usage of autoencoders for unsupervised anomaly detection based on reconstruction loss to show their capabilities, but also their limitations. As a particle physics benchmark scenario, we study the tagging of top jet images in a background of QCD jet images. Although we reproduce the positive results from the literature, we show that the standard autoencoder setup cannot be considered as a model-independent anomaly tagger by inverting the task: due to the sparsity and the specific structure of the jet images, the autoencoder fails to tag QCD jets if it is trained on top jets even in a semi-supervised setup. Since the same autoencoder architecture can be a good tagger for a specific example of an anomaly and a bad tagger for a different example, we suggest improved performance measures for the task of model-independent anomaly detection. We…

  90. 90
    top 3.3%

    Modular invariant dynamics and fermion mass hierarchies around τ = i

    Ferruccio Feruglio, Valerio Gherardi, Andrea Romanino, Arsenii Titov

    105 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)242OpenAlex

    Show abstract

    Abstract We discuss fermion mass hierarchies within modular invariant flavour models. We analyse the neighbourhood of the self-dual pointτ=i, where modular invariant theories possess a residualZ4invariance. In this region the breaking ofZ4can be fully described by the spurionϵ≈τ − i, that flips its sign underZ4. Degeneracies or vanishing eigenvalues of fermion mass matrices, forced by theZ4symmetry atτ=i, are removed by slightly deviating from the self-dual point. Relevant mass ratios are controlled by powers of|ϵ|. We present examples where this mechanism is a key ingredient to successfully implement an hierarchical spectrum in the lepton sector, even in the presence of a non-minimal Kähler potential.

  91. 91
    top 3.3%

    Decomposition of Feynman integrals by multivariate intersection numbers

    Hjalte Frellesvig, Federico Gasparotto, S. Laporta, Manoj Kumar Mandal, Pierpaolo Mastrolia and 2 more

    105 citationsOpen access (CC-BY)doi:10.1007/jhep03(2021)027OpenAlex

    Show abstract

    Abstract We present a detailed description of the recent idea for a direct decomposition of Feynman integrals onto a basis of master integrals by projections, as well as a direct derivation of the differential equations satisfied by the master integrals, employing multivariate intersection numbers. We discuss a recursive algorithm for the computation of multivariate intersection numbers, and provide three different approaches for a direct decomposition of Feynman integrals, which we dub the straight decomposition, the bottom-up decomposition, and the top-down decomposition. These algorithms exploit the unitarity structure of Feynman integrals by computing intersection numbers supported on cuts, in various orders, thus showing the synthesis of the intersection-theory concepts with unitarity-based methods and integrand decomposition. We perform explicit computations to exemplify all of these approaches applied to Feynman integrals, paving a way towards potential applications to generic multi-loop integrals.

  92. 92
    top 3.3%

    5d and 4d SCFTs: canonical singularities, trinions and S-dualities

    Cyril Closset, Simone Giacomelli, Sakura Schäfer‐Nameki, Yi-Nan Wang

    104 citationsOpen access (CC-BY)doi:10.1007/jhep05(2021)274OpenAlex

    Show abstract

    Abstract Canonical threefold singularities in M-theory and Type IIB string theory give rise to superconformal field theories (SCFTs) in 5d and 4d, respectively. In this paper, we study canonical hypersurface singularities whose resolutions contain residual terminal singularities and/or 3-cycles. We focus on a certain class of ‘trinion’ singularities which exhibit these properties. In Type IIB, they give rise to 4d $$ \mathcal{N} $$ N = 2 SCFTs that we call $$ {D}_p^b $$ D p b (G)-trinions, which are marginal gaugings of three SCFTs with G flavor symmetry. In order to understand the 5d physics of these trinion singularities in M-theory, we reduce these 4d and 5d SCFTs to 3d $$ \mathcal{N} $$ N = 4 theories, thus determining the electric and magnetic quivers (or, more generally, quiverines). In M-theory, residual terminal singularities give rise to free sectors of massless hypermultiplets, which often are discretely gauged. These free sectors appear as ‘ugly’ components of the magnetic quiver of the 5d SCFT. The 3-cycles in the crepant resolution also give rise to free…

  93. 93
    top 3.4%

    Search for supersymmetry in final states with two oppositely charged same-flavor leptons and missing transverse momentum in proton-proton collisions at $$ \sqrt{s} $$ = 13 TeV

    A. M. Sirunyan, A. Tumasyan, W. Adam, T. Bergauer, M. Dragicevic and 25 more

    104 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)123OpenAlex

    Show abstract

    Abstract A search for phenomena beyond the standard model in final states with two oppositely charged same-flavor leptons and missing transverse momentum is presented. The search uses a data sample of proton-proton collisions at $$ \sqrt{s} $$ s = 13 TeV, corresponding to an integrated luminosity of 137 fb−1, collected by the CMS experiment at the LHC. Three potential signatures of physics beyond the standard model are explored: an excess of events with a lepton pair, whose invariant mass is consistent with the Z boson mass; a kinematic edge in the invariant mass distribution of the lepton pair; and the nonresonant production of two leptons. The observed event yields are consistent with those expected from standard model backgrounds. The results of the first search allow the exclusion of gluino masses up to 1870 GeV, as well as chargino (neutralino) masses up to 750 (800) GeV, while those of the searches for the other two signatures allow the exclusion of light-flavor (bottom) squark masses up to 1800 (1600) GeV and slepton masses up to 700 GeV, respectively, at 95% confidence level…

  94. 94
    top 3.4%

    Edge modes of gravity. Part III. Corner simplicity constraints

    Laurent Freidel, Marc Geiller, Daniele Pranzetti

    104 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)100OpenAlex

    Show abstract

    A bstract In the tetrad formulation of gravity, the so-called simplicity constraints play a central role. They appear in the Hamiltonian analysis of the theory, and in the Lagrangian path integral when constructing the gravity partition function from topological BF theory. We develop here a systematic analysis of the corner symplectic structure encoding the symmetry algebra of gravity, and perform a thorough analysis of the simplicity constraints. Starting from a precursor phase space with Poincaré and Heisenberg symmetry, we obtain the corner phase space of BF theory by imposing kinematical constraints . This amounts to fixing the Heisenberg frame with a choice of position and spin operators. The simplicity constraints then further reduce the Poincaré symmetry of the BF phase space to a Lorentz subalgebra. This picture provides a particle-like description of (quantum) geometry: the internal normal plays the role of the four-momentum, the Barbero-Immirzi parameter that of the mass, the flux that of a relativistic position, and the frame that of a spin harmonic oscillator. Moreover,…

  95. 95
    top 3.5%

    Tag N’ Train: a technique to train improved classifiers on unlabeled data

    Oz Amram, C. Mantilla

    104 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)153OpenAlex

    Show abstract

    Abstract There has been substantial progress in applying machine learning techniques to classification problems in collider and jet physics. But as these techniques grow in sophistication, they are becoming more sensitive to subtle features of jets that may not be well modeled in simulation. Therefore, relying on simulations for training will lead to sub-optimal performance in data, but the lack of true class labels makes it difficult to train on real data. To address this challenge we introduce a new approach, called Tag N’ Train (TNT), that can be applied to unlabeled data that has two distinct sub-objects. The technique uses a weak classifier for one of the objects to tag signal-rich and background-rich samples. These samples are then used to train a stronger classifier for the other object. We demonstrate the power of this method by applying it to a dijet resonance search. By starting with autoencoders trained directly on data as the weak classifiers, we use TNT to train substantially improved classifiers. We show that Tag N’ Train can be a powerful tool in model-agnostic…

  96. 96
    top 3.5%

    The EFT stringy viewpoint on large distances

    Stefano Lanza, Fernando Marchesano, Luca Martucci, Irene Valenzuela

    103 citationsOpen access (CC-BY)doi:10.1007/jhep09(2021)197OpenAlex

    Show abstract

    Abstract We observe a direct relation between the existence of fundamental axionic strings, dubbed EFT strings, and infinite distance limits in 4d $$ \mathcal{N} $$ N = 1 EFTs coupled to gravity. The backreaction of EFT strings can be interpreted as RG flow of their couplings, and allows one to probe different regimes within the field space of the theory. We propose that any 4d EFT infinite distance limit can be realised as an EFT string flow. We show that along such limits the EFT string becomes asymptotically tensionless, and so the EFT eventually breaks down. This provides an upper bound for the maximal field range of an EFT with a finite cut-off, and reproduces the Swampland Distance Conjecture from a bottom-up perspective. Even if there are typically other towers of particles becoming light, we propose that the mass of the leading tower scales asm2∼ $$ \mathcal{T} $$ T win Planck units, with $$ \mathcal{T} $$ T the EFT string tension andwa positive integer. Our results hold even in the presence of a non-trivial potential, as long as its energy scale remains well below the…

  97. 97
    top 3.5%

    Gluon scattering in AdS from CFT

    Luis Fernando Alday, Connor Behan, Pietro Ferrero, Xinan Zhou

    103 citationsOpen access (CC-BY)doi:10.1007/jhep06(2021)020OpenAlex

    Show abstract

    Abstract We present a systematic study of holographic correlators in a vast array of SCFTs with non-maximal superconformal symmetry. These theories include 4d $$ \mathcal{N} $$ N = 2 SCFTs from D3-branes near F-theory singularities, 5d Seiberg exceptional theories and 6d E-string theory, as well as 3d and 4d phenomenological models with probe flavor branes. We consider current multiplets and their generalizations with higher weights, dual to massless and massive super gluons in the bulk. At leading order in the inverse central charge expansion, connected four-point functions of these operators correspond to tree-level gluon scattering amplitudes in AdS. We show that all such tree-level four-point amplitudes in all these theories are fully fixed by symmetries and consistency conditions and explicitly construct them. Our results encode a wealth of SCFT data and exhibit various interesting emergent structures. These include Parisi-Sourlas-like dimensional reductions, hidden conformal symmetry and an AdS version of the color-kinematic duality.

  98. 98
    top 3.6%

    Fermion mass hierarchies, large lepton mixing and residual modular symmetries

    Pavel P. Novichkov, J. T. Penedo, S. T. Petcov

    103 citationsOpen access (CC-BY)doi:10.1007/jhep04(2021)206OpenAlex

    Show abstract

    A bstract In modular-invariant models of flavour, hierarchical fermion mass matrices may arise solely due to the proximity of the modulus τ to a point of residual symmetry. This mechanism does not require flavon fields, and modular weights are not analogous to Froggatt-Nielsen charges. Instead, we show that hierarchies depend on the decomposition of field representations under the residual symmetry group. We systematically go through the possible fermion field representation choices which may yield hierarchical structures in the vicinity of symmetric points, for the four smallest finite modular groups, isomorphic to S 3 , A 4 , S 4 , and A 5 , as well as for their double covers. We find a restricted set of pairs of representations for which the discussed mechanism may produce viable fermion (charged-lepton and quark) mass hierarchies. We present two lepton flavour models in which the charged-lepton mass hierarchies are naturally obtained, while lepton mixing is somewhat fine-tuned. After formulating the conditions for obtaining a viable lepton mixing matrix in the symmetric limit,…

  99. 99
    top 3.6%

    Null boundary phase space: slicings, news & memory

    Hamed Adami, Daniel Grumiller, Mohammad Mehdi Sheikh-Jabbari, V. Taghiloo, Hossein Yavartanoo and 1 more

    100 citationsOpen access (CC-BY)doi:10.1007/jhep11(2021)155OpenAlex

    Show abstract

    Abstract We construct the boundary phase space in D-dimensional Einstein gravity with a generic given co-dimension one null surface $$ \mathcal{N} $$ N as the boundary. The associated boundary symmetry algebra is a semi-direct sum of diffeomorphisms of $$ \mathcal{N} $$ N and Weyl rescalings. It is generated by D towers of surface charges that are generic functions over $$ \mathcal{N} $$ N . These surface charges can be rendered integrable for appropriate slicings of the phase space, provided there is no graviton flux through $$ \mathcal{N} $$ N . In one particular slicing of this type, the charge algebra is the direct sum of the Heisenberg algebra and diffeomorphisms of the transverse space, $$ \mathcal{N} $$ N v for any fixed value of the advanced time v. Finally, we introduce null surface expansion- and spin-memories, and discuss associated memory effects that encode the passage of gravitational waves through $$ \mathcal{N} $$ N , imprinted in a change of the surface charges.

  100. 100
    top 3.6%

    Far beyond the planar limit in strongly-coupled $$ \mathcal{N} $$ = 4 SYM

    Shai M. Chester, Silviu S. Pufu

    100 citationsOpen access (CC-BY)doi:10.1007/jhep01(2021)103OpenAlex

    Show abstract

    Abstract When the SU(N) $$ \mathcal{N} $$ N = 4 super-Yang-Mills (SYM) theory with complexified gauge coupling τ is placed on a round four-sphere and deformed by an $$ \mathcal{N} $$ N = 2-preserving mass parameter m, its free energy F (m, τ, $$ \overline{\tau} $$ τ ¯ ) can be computed exactly using supersymmetric localization. In this work, we derive a new exact relation between the fourth derivative $$ {\partial}_m^4F\left(m,\tau, \overline{\tau}\right)\left|{{}_m}_{=0}\right. $$ ∂ m 4 F m τ τ ¯ m = 0 of the sphere free energy and the integrated stress-tensor multiplet four-point function in the $$ \mathcal{N} $$ N = 4 SYM theory. We then apply this exact relation, along with various other constraints derived in previous work (coming from analytic bootstrap, the mixed derivative $$ {\partial}_{\tau }{\partial}_{\overline{\tau}}{\partial}_m^2F\left(m,\tau, \overline{\tau}\right)\left|{{}_m}_{=0}\right. $$ ∂ τ ∂ τ ¯ ∂ m 2 F m τ τ ¯ m = 0 , and type IIB superstring theory scattering amplitudes) to determine various perturbative terms in the large N and large ’t Hooft coupling λ…

How to read this list

The cohort is every article, review and book chapter OpenAlex attributes to Journal of High Energy Physics with publication year 2021, excluding retracted works and paratext such as editorials and errata. The top 100 by citation count are listed; the percentile is the rank divided by the cohort size. 100 of the 100 entries have an abstract in OpenAlex. Counts were read on 29 October 2026 and will not be updated on this page, so a quoted rank stays verifiable. Full rules on the methodology page.

Other journals, same idea

Work with these 25 papers in Kahubi

  • The papers land in your library with their DOIs
  • Ask anything across all of them, with citations
  • Draft a literature review from the same sources

Free plan, no card. Your files stay private unless you share them.

Reading several of these?

Kahubi reads papers with you, keeps every citation traceable and drafts with sources you can check. Free plan, no card.